Palm Ulo 4
4 · Vaxxinity, Inc. · Filed Nov 15, 2021
Insider Transaction Report
Form 4
Vaxxinity, Inc.VAXX
Palm Ulo
Chief Medical Officer
Transactions
- Purchase
Class A common stock
2021-11-15$13.00/sh+450$5,850→ 450 total(indirect: By Spouse) - Award
Stock option (right to buy)
2021-11-11+233,100→ 233,100 totalExercise: $13.00Exp: 2031-11-11→ Class A common stock (233,100 underlying)
Footnotes (3)
- [F1]These securities were purchased through the Issuer's directed share program in connection with its initial public offering.
- [F2]These securities are held by Kathrin Palm, the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by Kathrin Palm in which the Reporting Person has no pecuniary interest.
- [F3]These options are subject to a four-year time-vesting schedule, with 25% vesting on the first anniversary of the grant date and the remainder vesting in equal installments each month during the remainder of the vesting period.