4//SEC Filing
ROCKWELL S KENT 4
Accession 0000899243-21-044748
CIK 0001561627other
Filed
Nov 15, 7:00 PM ET
Accepted
Nov 16, 12:16 PM ET
Size
9.4 KB
Accession
0000899243-21-044748
Insider Transaction Report
Form 4
ExOne CoXONE
ROCKWELL S KENT
DirectorChair and CEO10% Owner
Transactions
- Disposition to Issuer
Common Stock, par value $0.01
2021-11-12−4,175,493→ 0 total(indirect: See footnote) - Disposition to Issuer
Common Stock, par value $0.01
2021-11-12−5,000→ 0 total - Disposition to Issuer
Common Stock, par value $0.01
2021-11-12−35,000→ 5,000 total
Footnotes (3)
- [F1]On November 12, 2021, Desktop Metal, Inc., a Delaware corporation ("Desktop Metal"), acquired The ExOne Company, a Delaware corporation ("ExOne") pursuant to that certain Agreement and Plan of Merger, dated August 11, 2021, by and among ExOne, Desktop Metal, Texas Merger Sub I, Inc., a wholly owned subsidiary of Desktop Metal, and Texas Merger Sub II, LLC, a wholly owned subsidiary of Desktop Metal (the "Merger Agreement"). The acquisition is more fully described in ExOne's definitive proxy statement filed with the Securities and Exchange Commission on October 8, 2021. In accordance with the terms of the Merger Agreement, each share of ExOne's common stock was exchanged for 2.1416 shares (the "Exchange Ratio") of Desktop Metal Class A common stock ("DM Common Stock") plus $8.50 in cash (together, the "Merger Consideration"). Each transaction reported in this Form 4 is an exempt transaction.
- [F2]Each award of restricted shares of ExOne common stock not subject to the ExOne Change of Control Severance Plan ("ExOne RSAs") vested and were cancelled and the holder of such ExOne RSA received the Merger Consideration.
- [F3]Mr. Rockwell is the beneficiary of the S. Kent Rockwell Revocable Trust, which is the indirect, sole stockholder of Rockwell Forest Products, Inc., which was the record holder of the listed shares.
Documents
Issuer
ExOne Co
CIK 0001561627
Entity typeother
Related Parties
1- filerCIK 0001049495
Filing Metadata
- Form type
- 4
- Filed
- Nov 15, 7:00 PM ET
- Accepted
- Nov 16, 12:16 PM ET
- Size
- 9.4 KB