Cook Brian Scott 4
4 · Janus International Group, Inc. · Filed Nov 16, 2021
Insider Transaction Report
Form 4
Cook Brian Scott
Director
Transactions
- Exercise/Conversion
Warrants
2021-11-12−500,000→ 0 total(indirect: By LLC)Exercise: $11.50From: 2021-07-07Exp: 2026-06-07→ Common Stock (500,000 underlying) - Exercise/Conversion
Common Stock, par value $0.0001 per share ("Common Stock")
2021-11-12+500,000→ 709,852 total(indirect: By LLC) - Tax Payment
Common Stock
2021-11-12−350,000→ 359,852 total(indirect: By LLC)
Holdings
- 2,172,601
Common Stock
- 543,150(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]On October 13, 2021, Janus International Group, Inc. ("Janus") delivered a notice of redemption to holders of all outstanding warrants (the "Warrants") to purchase shares of Common Stock, par value $0.0001 per share (the "Common Stock"). Pursuant to the terms of the outstanding warrant agreements applicable to the Warrants, the Reporting Person elected to exercise all Warrants on a cashless basis.
- [F2]The Warrants were, and underlying shares of Common Stock received upon exercise of the Warrants are, held directly by Northvale Capital Partners, LLC ("Northvale"). Prior to giving effect to the transaction, the reported securities included 209,852 shares of Common Stock and 500,000 Warrants previously reported as held indirectly by the Reporting Person through Juniper Industrial Sponsor, LLC (the "Sponsor"). Northvale received such securities through Sponsor's pro rata distribution of all its holdings to its members, including Northvale, for no consideration (the "Distribution").
- [F3]Shares of Common Stock held directly Reporting Person, who received the reported securities for no consideration as part of the Distribution.
- [F4]Shares of Common Stock held directly by the Brian S. Cook 2019 Nevada Trust, which received the reported securities for no consideration as part of the Distribution.