4//SEC Filing
GUPTA NARENDRA 4
Accession 0000899243-21-044911
CIK 0001422930other
Filed
Nov 15, 7:00 PM ET
Accepted
Nov 16, 7:34 PM ET
Size
15.2 KB
Accession
0000899243-21-044911
Insider Transaction Report
Form 4
PubMatic, Inc.PUBM
GUPTA NARENDRA
Director10% Owner
Transactions
- Other
Class B common stock
2021-11-12−482,674→ 2,624,843 total(indirect: See Footnote)→ Class A common stock (482,674 underlying) - Conversion
Class A common stock
2021-11-12+1,517,326→ 1,517,326 total(indirect: See Footnote) - Other
Class A common stock
2021-11-12−1,517,326→ 0 total(indirect: See Footnote) - Conversion
Class B common stock
2021-11-12−1,517,326→ 3,107,517 total(indirect: See Footnote)→ Class A common stock (1,517,326 underlying) - Other
Class B common stock
2021-11-12+392,398→ 1,542,580 total(indirect: See Footnote)→ Class A common stock (392,398 underlying)
Footnotes (5)
- [F1]Represents a pro-rata in-kind distribution of Class A common stock and Class B common stock, and not a purchase or sale, without additional consideration to its partners.
- [F2]Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.
- [F3]These securities are held by Nexus India Capital I, L.P. (Nexus Capital). The sole general partner of Nexus Capital is Nexus India Management I, L.P. (Nexus Management), and the sole general partner of Nexus Management is Nexus India Master Management I, Ltd. (Nexus Master). The Reporting Person holds sole voting, and investment power in Nexus Master, and thus may be deemed to hold sole voting and investment power over these shares. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any.
- [F4]Pursuant to the charter documents of the Issuer, the recipients of such distribution were permitted transferees and thus received such distribution in Class B common stock.
- [F5]These securities are held by the Naren & Vinita Gupta Living Trust, Dated 12/2/94.
Documents
Issuer
PubMatic, Inc.
CIK 0001422930
Entity typeother
Related Parties
1- filerCIK 0000900635
Filing Metadata
- Form type
- 4
- Filed
- Nov 15, 7:00 PM ET
- Accepted
- Nov 16, 7:34 PM ET
- Size
- 15.2 KB