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3//SEC Filing

ICONIQ Strategic Partners III GP, L.P. 3

Accession 0000899243-21-044957

CIK 0001676238other
View on SEC.govCompany Profile

Filed

Nov 15, 7:00 PM ET

Accepted

Nov 16, 9:00 PM ET

Size

48.5 KB

Accession

0000899243-21-044957

Insider Transaction Report

Form 3
Period: 2021-11-16
Braze, Inc.BRZE
ICONIQ Strategic Partners III, L.P.
10% Owner
Holdings

  • Series A Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (372,847 underlying)

  • Series A Preferred Stock

    (indirect: By ICONIQ Strategic Partners V, L.P.)
    → Common Stock (294,274 underlying)

  • Series A-1 Preferred Stock

    → Common Stock (198,575 underlying)

  • Series A-1 Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (212,180 underlying)

  • Series B Preferred Stock

    (indirect: By ICONIQ Strategic Partners V-B, L.P.)
    → Common Stock (948,834 underlying)

  • Series D Preferred Stock

    → Common Stock (3,600,514 underlying)

  • Series E Preferred Stock

    (indirect: By ICONIQ Strategic Partners V-B, L.P.)
    → Common Stock (22,635 underlying)

  • Common Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    313,231

  • Series A Preferred Stock

    (indirect: By ICONIQ Strategic Partners V-B, L.P.)
    → Common Stock (453,327 underlying)

  • Series A-1 Preferred Stock-NV

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (39,343 underlying)

  • Series C Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (12,273 underlying)

  • Series A Preferred Stock

    → Common Stock (348,940 underlying)

  • Series A Preferred Stock-NV

    → Common Stock (261,301 underlying)

  • Series A-1 Preferred Stock-NV

    → Common Stock (36,820 underlying)

  • Series E Preferred Stock

    (indirect: By ICONIQ Strategic Partners V, L.P.)
    → Common Stock (14,693 underlying)

  • Series E Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (819,017 underlying)

  • Series E Preferred Stock

    → Common Stock (766,505 underlying)

  • Common Stock

    293,148

  • Series A Preferred Stock-NV

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (279,203 underlying)

  • Series B Preferred Stock

    (indirect: By ICONIQ Strategic Partners V, L.P.)
    → Common Stock (615,922 underlying)

  • Series C Preferred Stock

    → Common Stock (11,487 underlying)

  • Series D Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (3,847,198 underlying)
ICONIQ Strategic Partners III-B, L.P.
10% Owner
Holdings

  • Common Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    313,231

  • Series A Preferred Stock-NV

    → Common Stock (261,301 underlying)

  • Series B Preferred Stock

    (indirect: By ICONIQ Strategic Partners V-B, L.P.)
    → Common Stock (948,834 underlying)

  • Common Stock

    293,148

  • Series A Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (372,847 underlying)

  • Series A Preferred Stock

    (indirect: By ICONIQ Strategic Partners V-B, L.P.)
    → Common Stock (453,327 underlying)

  • Series A-1 Preferred Stock-NV

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (39,343 underlying)

  • Series C Preferred Stock

    → Common Stock (11,487 underlying)

  • Series E Preferred Stock

    → Common Stock (766,505 underlying)

  • Series E Preferred Stock

    (indirect: By ICONIQ Strategic Partners V, L.P.)
    → Common Stock (14,693 underlying)

  • Series E Preferred Stock

    (indirect: By ICONIQ Strategic Partners V-B, L.P.)
    → Common Stock (22,635 underlying)

  • Series C Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (12,273 underlying)

  • Series A-1 Preferred Stock

    → Common Stock (198,575 underlying)

  • Series A-1 Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (212,180 underlying)

  • Series B Preferred Stock

    (indirect: By ICONIQ Strategic Partners V, L.P.)
    → Common Stock (615,922 underlying)

  • Series D Preferred Stock

    → Common Stock (3,600,514 underlying)

  • Series D Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (3,847,198 underlying)

  • Series A Preferred Stock

    → Common Stock (348,940 underlying)

  • Series A Preferred Stock

    (indirect: By ICONIQ Strategic Partners V, L.P.)
    → Common Stock (294,274 underlying)

  • Series A Preferred Stock-NV

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (279,203 underlying)

  • Series A-1 Preferred Stock-NV

    → Common Stock (36,820 underlying)

  • Series E Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (819,017 underlying)
ICONIQ Strategic Partners III GP, L.P.
10% Owner
Holdings

  • Series A Preferred Stock

    → Common Stock (348,940 underlying)

  • Series A Preferred Stock-NV

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (279,203 underlying)

  • Series A Preferred Stock-NV

    → Common Stock (261,301 underlying)

  • Series A-1 Preferred Stock-NV

    → Common Stock (36,820 underlying)

  • Series D Preferred Stock

    → Common Stock (3,600,514 underlying)

  • Series E Preferred Stock

    → Common Stock (766,505 underlying)

  • Series E Preferred Stock

    (indirect: By ICONIQ Strategic Partners V-B, L.P.)
    → Common Stock (22,635 underlying)

  • Series B Preferred Stock

    (indirect: By ICONIQ Strategic Partners V, L.P.)
    → Common Stock (615,922 underlying)

  • Series C Preferred Stock

    → Common Stock (11,487 underlying)

  • Common Stock

    293,148

  • Series A Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (372,847 underlying)

  • Series A Preferred Stock

    (indirect: By ICONIQ Strategic Partners V-B, L.P.)
    → Common Stock (453,327 underlying)

  • Series A-1 Preferred Stock

    → Common Stock (198,575 underlying)

  • Series C Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (12,273 underlying)

  • Series D Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (3,847,198 underlying)

  • Series E Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (819,017 underlying)

  • Common Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    313,231

  • Series A Preferred Stock

    (indirect: By ICONIQ Strategic Partners V, L.P.)
    → Common Stock (294,274 underlying)

  • Series A-1 Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (212,180 underlying)

  • Series A-1 Preferred Stock-NV

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (39,343 underlying)

  • Series B Preferred Stock

    (indirect: By ICONIQ Strategic Partners V-B, L.P.)
    → Common Stock (948,834 underlying)

  • Series E Preferred Stock

    (indirect: By ICONIQ Strategic Partners V, L.P.)
    → Common Stock (14,693 underlying)
ICONIQ Strategic Partners III TT GP, Ltd.
10% Owner
Holdings

  • Series A-1 Preferred Stock

    → Common Stock (198,575 underlying)

  • Series A-1 Preferred Stock-NV

    → Common Stock (36,820 underlying)

  • Series A-1 Preferred Stock-NV

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (39,343 underlying)

  • Series C Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (12,273 underlying)

  • Series A Preferred Stock

    (indirect: By ICONIQ Strategic Partners V-B, L.P.)
    → Common Stock (453,327 underlying)

  • Series C Preferred Stock

    → Common Stock (11,487 underlying)

  • Series D Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (3,847,198 underlying)

  • Series E Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (819,017 underlying)

  • Series E Preferred Stock

    (indirect: By ICONIQ Strategic Partners V, L.P.)
    → Common Stock (14,693 underlying)

  • Series A Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (372,847 underlying)

  • Common Stock

    293,148

  • Series A Preferred Stock

    → Common Stock (348,940 underlying)

  • Series A Preferred Stock-NV

    → Common Stock (261,301 underlying)

  • Series B Preferred Stock

    (indirect: By ICONIQ Strategic Partners V-B, L.P.)
    → Common Stock (948,834 underlying)

  • Series D Preferred Stock

    → Common Stock (3,600,514 underlying)

  • Series E Preferred Stock

    → Common Stock (766,505 underlying)

  • Series A Preferred Stock

    (indirect: By ICONIQ Strategic Partners V, L.P.)
    → Common Stock (294,274 underlying)

  • Series E Preferred Stock

    (indirect: By ICONIQ Strategic Partners V-B, L.P.)
    → Common Stock (22,635 underlying)

  • Common Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    313,231

  • Series A Preferred Stock-NV

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (279,203 underlying)

  • Series A-1 Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (212,180 underlying)

  • Series B Preferred Stock

    (indirect: By ICONIQ Strategic Partners V, L.P.)
    → Common Stock (615,922 underlying)
ICONIQ Strategic Partners V, L.P.
10% Owner
Holdings

  • Series A Preferred Stock

    → Common Stock (348,940 underlying)

  • Series A Preferred Stock

    (indirect: By ICONIQ Strategic Partners V, L.P.)
    → Common Stock (294,274 underlying)

  • Series A Preferred Stock-NV

    → Common Stock (261,301 underlying)

  • Series A-1 Preferred Stock-NV

    → Common Stock (36,820 underlying)

  • Series C Preferred Stock

    → Common Stock (11,487 underlying)

  • Series C Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (12,273 underlying)

  • Series D Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (3,847,198 underlying)

  • Series E Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (819,017 underlying)

  • Series E Preferred Stock

    (indirect: By ICONIQ Strategic Partners V, L.P.)
    → Common Stock (14,693 underlying)

  • Series A Preferred Stock

    (indirect: By ICONIQ Strategic Partners V-B, L.P.)
    → Common Stock (453,327 underlying)

  • Series A-1 Preferred Stock

    → Common Stock (198,575 underlying)

  • Series B Preferred Stock

    (indirect: By ICONIQ Strategic Partners V, L.P.)
    → Common Stock (615,922 underlying)

  • Common Stock

    293,148

  • Common Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    313,231

  • Series A Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (372,847 underlying)

  • Series A Preferred Stock-NV

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (279,203 underlying)

  • Series A-1 Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (212,180 underlying)

  • Series A-1 Preferred Stock-NV

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (39,343 underlying)

  • Series B Preferred Stock

    (indirect: By ICONIQ Strategic Partners V-B, L.P.)
    → Common Stock (948,834 underlying)

  • Series D Preferred Stock

    → Common Stock (3,600,514 underlying)

  • Series E Preferred Stock

    → Common Stock (766,505 underlying)

  • Series E Preferred Stock

    (indirect: By ICONIQ Strategic Partners V-B, L.P.)
    → Common Stock (22,635 underlying)
ICONIQ Strategic Partners V-B, L.P.
10% Owner
Holdings

  • Series A Preferred Stock

    → Common Stock (348,940 underlying)

  • Series A Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (372,847 underlying)

  • Series E Preferred Stock

    → Common Stock (766,505 underlying)

  • Series E Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (819,017 underlying)

  • Series E Preferred Stock

    (indirect: By ICONIQ Strategic Partners V, L.P.)
    → Common Stock (14,693 underlying)

  • Series A Preferred Stock-NV

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (279,203 underlying)

  • Series A-1 Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (212,180 underlying)

  • Series A-1 Preferred Stock-NV

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (39,343 underlying)

  • Series B Preferred Stock

    (indirect: By ICONIQ Strategic Partners V-B, L.P.)
    → Common Stock (948,834 underlying)

  • Series C Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (12,273 underlying)

  • Series D Preferred Stock

    → Common Stock (3,600,514 underlying)

  • Common Stock

    293,148

  • Common Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    313,231

  • Series A Preferred Stock

    (indirect: By ICONIQ Strategic Partners V, L.P.)
    → Common Stock (294,274 underlying)

  • Series A Preferred Stock

    (indirect: By ICONIQ Strategic Partners V-B, L.P.)
    → Common Stock (453,327 underlying)

  • Series C Preferred Stock

    → Common Stock (11,487 underlying)

  • Series D Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (3,847,198 underlying)

  • Series A Preferred Stock-NV

    → Common Stock (261,301 underlying)

  • Series A-1 Preferred Stock

    → Common Stock (198,575 underlying)

  • Series A-1 Preferred Stock-NV

    → Common Stock (36,820 underlying)

  • Series B Preferred Stock

    (indirect: By ICONIQ Strategic Partners V, L.P.)
    → Common Stock (615,922 underlying)

  • Series E Preferred Stock

    (indirect: By ICONIQ Strategic Partners V-B, L.P.)
    → Common Stock (22,635 underlying)
ICONIQ Strategic Partners V GP, L.P.
10% Owner
Holdings

  • Series A Preferred Stock

    → Common Stock (348,940 underlying)

  • Series A Preferred Stock

    (indirect: By ICONIQ Strategic Partners V, L.P.)
    → Common Stock (294,274 underlying)

  • Series A Preferred Stock-NV

    → Common Stock (261,301 underlying)

  • Series A-1 Preferred Stock

    → Common Stock (198,575 underlying)

  • Series A-1 Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (212,180 underlying)

  • Series A-1 Preferred Stock-NV

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (39,343 underlying)

  • Series A Preferred Stock

    (indirect: By ICONIQ Strategic Partners V-B, L.P.)
    → Common Stock (453,327 underlying)

  • Series A-1 Preferred Stock-NV

    → Common Stock (36,820 underlying)

  • Series B Preferred Stock

    (indirect: By ICONIQ Strategic Partners V, L.P.)
    → Common Stock (615,922 underlying)

  • Series B Preferred Stock

    (indirect: By ICONIQ Strategic Partners V-B, L.P.)
    → Common Stock (948,834 underlying)

  • Series D Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (3,847,198 underlying)

  • Series E Preferred Stock

    → Common Stock (766,505 underlying)

  • Series E Preferred Stock

    (indirect: By ICONIQ Strategic Partners V-B, L.P.)
    → Common Stock (22,635 underlying)

  • Common Stock

    293,148

  • Series A Preferred Stock-NV

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (279,203 underlying)

  • Series C Preferred Stock

    → Common Stock (11,487 underlying)

  • Series C Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (12,273 underlying)

  • Series D Preferred Stock

    → Common Stock (3,600,514 underlying)

  • Series E Preferred Stock

    (indirect: By ICONIQ Strategic Partners V, L.P.)
    → Common Stock (14,693 underlying)

  • Common Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    313,231

  • Series A Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (372,847 underlying)

  • Series E Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (819,017 underlying)
ICONIQ Strategic Partners V TT GP, Ltd.
10% Owner
Holdings

  • Series A Preferred Stock

    → Common Stock (348,940 underlying)

  • Series A-1 Preferred Stock-NV

    → Common Stock (36,820 underlying)

  • Series B Preferred Stock

    (indirect: By ICONIQ Strategic Partners V, L.P.)
    → Common Stock (615,922 underlying)

  • Series D Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (3,847,198 underlying)

  • Series E Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (819,017 underlying)

  • Common Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    313,231

  • Series A Preferred Stock-NV

    → Common Stock (261,301 underlying)

  • Series A Preferred Stock-NV

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (279,203 underlying)

  • Series A-1 Preferred Stock

    → Common Stock (198,575 underlying)

  • Series C Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (12,273 underlying)

  • Series E Preferred Stock

    → Common Stock (766,505 underlying)

  • Series A Preferred Stock

    (indirect: By ICONIQ Strategic Partners V-B, L.P.)
    → Common Stock (453,327 underlying)

  • Series A-1 Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (212,180 underlying)

  • Series E Preferred Stock

    (indirect: By ICONIQ Strategic Partners V, L.P.)
    → Common Stock (14,693 underlying)

  • Common Stock

    293,148

  • Series A Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (372,847 underlying)

  • Series A-1 Preferred Stock-NV

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (39,343 underlying)

  • Series A Preferred Stock

    (indirect: By ICONIQ Strategic Partners V, L.P.)
    → Common Stock (294,274 underlying)

  • Series B Preferred Stock

    (indirect: By ICONIQ Strategic Partners V-B, L.P.)
    → Common Stock (948,834 underlying)

  • Series C Preferred Stock

    → Common Stock (11,487 underlying)

  • Series D Preferred Stock

    → Common Stock (3,600,514 underlying)

  • Series E Preferred Stock

    (indirect: By ICONIQ Strategic Partners V-B, L.P.)
    → Common Stock (22,635 underlying)
Makan Divesh
10% Owner
Holdings

  • Common Stock

    293,148

  • Series C Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (12,273 underlying)

  • Series E Preferred Stock

    → Common Stock (766,505 underlying)

  • Series E Preferred Stock

    (indirect: By ICONIQ Strategic Partners V, L.P.)
    → Common Stock (14,693 underlying)

  • Series E Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (819,017 underlying)

  • Series A Preferred Stock

    → Common Stock (348,940 underlying)

  • Series A Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (372,847 underlying)

  • Series A Preferred Stock

    (indirect: By ICONIQ Strategic Partners V-B, L.P.)
    → Common Stock (453,327 underlying)

  • Series A Preferred Stock-NV

    → Common Stock (261,301 underlying)

  • Series A-1 Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (212,180 underlying)

  • Series D Preferred Stock

    → Common Stock (3,600,514 underlying)

  • Series B Preferred Stock

    (indirect: By ICONIQ Strategic Partners V-B, L.P.)
    → Common Stock (948,834 underlying)

  • Series A Preferred Stock

    (indirect: By ICONIQ Strategic Partners V, L.P.)
    → Common Stock (294,274 underlying)

  • Series A Preferred Stock-NV

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (279,203 underlying)

  • Series A-1 Preferred Stock-NV

    → Common Stock (36,820 underlying)

  • Series A-1 Preferred Stock-NV

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (39,343 underlying)

  • Series B Preferred Stock

    (indirect: By ICONIQ Strategic Partners V, L.P.)
    → Common Stock (615,922 underlying)

  • Series D Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (3,847,198 underlying)

  • Series E Preferred Stock

    (indirect: By ICONIQ Strategic Partners V-B, L.P.)
    → Common Stock (22,635 underlying)

  • Common Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    313,231

  • Series A-1 Preferred Stock

    → Common Stock (198,575 underlying)

  • Series C Preferred Stock

    → Common Stock (11,487 underlying)
Griffith William J.G.
Director10% Owner
Holdings

  • Common Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    313,231

  • Series E Preferred Stock

    (indirect: By ICONIQ Strategic Partners V-B, L.P.)
    → Common Stock (22,635 underlying)

  • Series D Preferred Stock

    → Common Stock (3,600,514 underlying)

  • Series D Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (3,847,198 underlying)

  • Common Stock

    293,148

  • Series A Preferred Stock

    → Common Stock (348,940 underlying)

  • Series C Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (12,273 underlying)

  • Series E Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (819,017 underlying)

  • Series A Preferred Stock

    (indirect: By ICONIQ Strategic Partners V, L.P.)
    → Common Stock (294,274 underlying)

  • Series A Preferred Stock

    (indirect: By ICONIQ Strategic Partners V-B, L.P.)
    → Common Stock (453,327 underlying)

  • Series A Preferred Stock-NV

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (279,203 underlying)

  • Series A-1 Preferred Stock

    → Common Stock (198,575 underlying)

  • Series B Preferred Stock

    (indirect: By ICONIQ Strategic Partners V, L.P.)
    → Common Stock (615,922 underlying)

  • Series B Preferred Stock

    (indirect: By ICONIQ Strategic Partners V-B, L.P.)
    → Common Stock (948,834 underlying)

  • Series E Preferred Stock

    → Common Stock (766,505 underlying)

  • Series E Preferred Stock

    (indirect: By ICONIQ Strategic Partners V, L.P.)
    → Common Stock (14,693 underlying)

  • Series A Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (372,847 underlying)

  • Series A Preferred Stock-NV

    → Common Stock (261,301 underlying)

  • Series A-1 Preferred Stock

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (212,180 underlying)

  • Series A-1 Preferred Stock-NV

    → Common Stock (36,820 underlying)

  • Series A-1 Preferred Stock-NV

    (indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Common Stock (39,343 underlying)

  • Series C Preferred Stock

    → Common Stock (11,487 underlying)
Footnotes (8)
  • [F1]Immediately prior to closing of the Issuer's initial public offering ("IPO"), the shares of Series A Preferred Stock, Series A Preferred Stock-NV, Series A-1 Preferred Stock, Series A-1 Preferred Stock-NV, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") will automatically convert into shares of Common Stock. Immediately following such conversion but prior to closing of the IPO, the shares of Common Stock will be reclassified into Class B Common Stock on a one-for-one basis (the "Reclassification"). Following the Reclassification, each share of Class B Common Stock will be convertible into one share of the Issuer's Class A Common Stock at any time and will convert automatically upon certain transfers and upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation.
  • [F2]The shares are held by ICONIQ Strategic Partners III, L.P. ("ICONIQ III").
  • [F3]The shares are held by ICONIQ Strategic Partners III-B, L.P. ("ICONIQ III-B").
  • [F4]The shares are held by ICONIQ Strategic Partners V, L.P. ("ICONIQ V").
  • [F5]The shares are held by ICONIQ Strategic Partners V-B, L.P. ("ICONIQ V-B").
  • [F6]ICONIQ Strategic Partners III GP, L.P. ("ICONIQ III GP") is the sole general partner of each of ICONIQ III and ICONIQ III-B. ICONIQ Strategic Partners III TT GP, Ltd. ("ICONIQ III Parent GP") is the sole general partner of ICONIQ III GP. ICONIQ Strategic Partners V GP, L.P. ("ICONIQ V GP") is the sole general partner of each of ICONIQ V and ICONIQ V-B. ICONIQ Strategic Partners V TT GP, Ltd. ("ICONIQ V Parent GP") is the sole general partner of ICONIQ V GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders of ICONIQ III Parent GP. Makan, Griffith and Matthew Jacobson ("Jacobson") are the sole equity holders of ICONIQ V Parent GP.
  • [F7]Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
  • [F8]These shares of Preferred Stock are convertible into Common Stock at the option of the holder, and will automatically convert into the number of shares shown in column 3 immediately prior to closing of the IPO. The Preferred Stock has no expiration date.

Documents

1 file

Issuer

Braze, Inc.

CIK 0001676238

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Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001766963

Filing Metadata

Form type
3
Filed
Nov 15, 7:00 PM ET
Accepted
Nov 16, 9:00 PM ET
Size
48.5 KB
View on SEC.gov