BLATT GREGORY R 4
4 · Vaxxinity, Inc. · Filed Nov 18, 2021
Insider Transaction Report
Form 4
Vaxxinity, Inc.VAXX
BLATT GREGORY R
Director
Transactions
- Other
Class A common stock
2021-11-16−76,923→ 0 total(indirect: By LLC) - Other
Class A common stock
2021-11-16+76,923→ 76,923 total
Holdings
- 160,668(indirect: By Trust)
Class A common stock
- 622,516(indirect: By LLC)
Class A common stock
- 53,553(indirect: By Trust)
Class A common stock
Footnotes (5)
- [F1]These securities are held by Blatt Family Investments LLC ("BFI"). The Reporting Person is the investment manager and a member of BFI, as well as the investment advisor of The Gregory R. Blatt 2018 GST Trust, which is also a member of BFI. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by BFI in which the Reporting Person has no pecuniary interest.
- [F2]These securities are held by The Gregory R. Blatt 2020 Annuity Trust IX. The Reporting Person is the sole trustee and the investment advisor with all investment authority.
- [F3]These securities are held by The Gregory R. Blatt 2020 Annuity Trust III. The Reporting Person is the sole trustee and the investment advisor with all investment authority.
- [F4]Held by Bald Eagle IV LLC. The Reporting Person is a member of Bald Eagle IV LLC. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of all securities held by Bald Eagle IV LLC in which the Reporting Person has no pecuniary interest.
- [F5]Represents a pro-rata in kind distribution of the Class A common stock held by Bald Eagle IV LLC to the Reporting Person.