Home/Filings/4/0000899243-21-045374
4//SEC Filing

Recchi Alberto 4

Accession 0000899243-21-045374

CIK 0001784851other

Filed

Nov 18, 7:00 PM ET

Accepted

Nov 19, 4:05 PM ET

Size

15.2 KB

Accession

0000899243-21-045374

Insider Transaction Report

Form 4
Period: 2021-11-17
Recchi Alberto
DirectorCFO10% Owner
Transactions
  • Other

    Warrant (right to buy)

    2021-11-17$11.50/sh3,562,000$40,963,0000 total(indirect: Held by Galileo Founders Holdings, L.P.)
    Exercise: $11.50Exp: 2026-09-29Common Stock (3,562,000 underlying)
  • Other

    Warrant (right to buy)

    2021-11-17$11.50/sh500,000$5,750,0000 total(indirect: Held by Galileo Founders Holdings, L.P.)
    Exercise: $11.50Exp: 2026-09-29Common Stock (500,000 underlying)
  • Other

    Common Stock

    2021-11-172,760,0000 total(indirect: Held by Galileo Founders Holdings, L.P.)
  • Other

    Warrant (right to buy)

    2021-11-17$11.50/sh+298,408$3,431,692298,408 total(indirect: By LLC)
    Exercise: $11.50Exp: 2026-09-29Common Stock (298,408 underlying)
  • Other

    Common Stock

    2021-11-17+653,123653,123 total(indirect: By LLC)
Footnotes (6)
  • [F1]On November 17, 2021, Galileo Founders Holdings, L.P. (the "Sponsor") dissolved and effected a pro rata distribution-in-kind to its members, comprising 2,760,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock") and 4,062,000 private warrants (the "Distribution").
  • [F2]The Reporting Person, through an entity he controls (Ampla Capital, LLC), is a director and officer of the Sponsor. As such, Mr. Recchi may be deemed to have beneficial ownership of the shares held directly by the Sponsor.
  • [F3]Represents 653,123 shares of Common Stock received by the Reporting Person in the Distribution. The acquisition of such shares by the Reporting Person is exempt from Section 16 of the Securities Exchange Act of 1934, as amended pursuant to Rule 16a-9 thereunder.
  • [F4]The Reporting Person may be deemed to have voting and dispositive power over the securities held by Ampla Capital, LLC, and as such, may be deemed to have beneficial ownership of the securities held directly by Ampla Capital, LLC.
  • [F5]Represents 298,408 private warrants to purchase shares of Common Stock received by the Reporting Person in the Distribution. The acquisition of such shares by the Reporting Person is exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.
  • [F6]Immediately exercisable.

Issuer

Shapeways Holdings, Inc.

CIK 0001784851

Entity typeother

Related Parties

1
  • filerCIK 0001789071

Filing Metadata

Form type
4
Filed
Nov 18, 7:00 PM ET
Accepted
Nov 19, 4:05 PM ET
Size
15.2 KB