Gericke Johan 4
4 · Finance of America Companies Inc. · Filed Nov 22, 2021
Insider Transaction Report
Form 4
Gericke Johan
EVP, Chief Financial Officer
Transactions
- Exercise/Conversion
Class A Common Stock
2021-11-18+37,383→ 47,383 total - Tax Payment
Class A Common Stock
2021-11-18$5.35/sh−14,255$76,264→ 33,128 total - Award
Restricted Stock Units
2021-11-18+112,149→ 112,149 total→ Class A Common Stock (112,149 underlying) - Exercise/Conversion
Restricted Stock Units
2021-11-18−37,383→ 74,766 total→ Class A Common Stock (37,383 underlying)
Footnotes (2)
- [F1]Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer ("Common Stock"). The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The restricted stock units vest in three equal annual installments beginning on November 18, 2021, subject to the Reporting Person's continued employment on the applicable vesting date.
- [F2]Represents the withholding of shares of Common Stock for tax purposes in connection with the settlement of RSUs.