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4//SEC Filing

Palikaras Georgios 4

Accession 0000899243-21-046151

CIK 0001431959other

View on SEC.gov Company Profile

Filed

Nov 25, 7:00 PM ET

Accepted

Nov 26, 4:21 PM ET

Size

15.9 KB

Accession

0000899243-21-046151

Insider Transaction Report

Form 4

Period: 2021-11-19

META MATERIALS INC.MMAT

Palikaras Georgios

DirectorCEO and President10% Owner

Transactions

Exercise/Conversion
Stock Option (Right to Buy)
2021-11-19$0.27/sh−151,709$40,961→ 0 total
Exercise: $0.27Exp: 2029-08-09→ Common Stock (151,709 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2021-11-19$0.27/sh−1,476,000$398,520→ 1,476,000 total
Exercise: $0.27Exp: 2030-03-23→ Common Stock (1,476,000 underlying)
Sale
Common Stock
2021-11-19$4.20/sh−343,436$1,444,080→ 3,935,265 total
Exercise/Conversion
Common Stock
2021-11-19+1,627,709→ 4,278,701 total
Sale
Common Stock
2021-11-22$4.02/sh−174,851$703,758→ 3,760,414 total

Holdings

Common Stock
(indirect: Held by Nadine Geddes)
3,307,775
Common Stock
(indirect: See footnote)
22,982,397

10% Owner

Transactions

Exercise/Conversion
Common Stock
2021-11-19+1,627,709→ 4,278,701 total
Sale
Common Stock
2021-11-22$4.02/sh−174,851$703,758→ 3,760,414 total
Exercise/Conversion
Stock Option (Right to Buy)
2021-11-19$0.27/sh−151,709$40,961→ 0 total
Exercise: $0.27Exp: 2029-08-09→ Common Stock (151,709 underlying)
Sale
Common Stock
2021-11-19$4.20/sh−343,436$1,444,080→ 3,935,265 total
Exercise/Conversion
Stock Option (Right to Buy)
2021-11-19$0.27/sh−1,476,000$398,520→ 1,476,000 total
Exercise: $0.27Exp: 2030-03-23→ Common Stock (1,476,000 underlying)

Holdings

Common Stock
(indirect: Held by Nadine Geddes)
3,307,775
Common Stock
(indirect: See footnote)
22,982,397

Footnotes (4)

[F1]Shares sold to satisfy option exercise expenses and the tax withholding requirements upon exercise of the options.
[F2]The reported securities held by Lamda Guard Technologies Ltd. Georgios Palikaras and Nadine Geddes hold a percentage of Lamda Guard Technologies Ltd. Georgios Palikaras and Nadine Geddes each disclaim beneficial ownership of the shares held by Lamda Guard Technologies Ltd. except to the extent of his or her pecuniary interest therein, if any.
[F3]100% of the Shares subject to the option vest on March 6, 2020
[F4]Subject to the reporting person continuing to provide services to the company through each vesting event, 50% of the shares subject to the option will vest annually over two years beginning on March 23, 2021, such that the shares are fully vested on March 23, 2022.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

META MATERIALS INC.

CIK 0001431959

Entity typeother

Related Parties

1

filerCIK 0001868840

Filing Metadata

Form type: 4
Filed: Nov 25, 7:00 PM ET
Accepted: Nov 26, 4:21 PM ET
Size: 15.9 KB

View on SEC.gov