Palikaras Georgios 4
4 · META MATERIALS INC. · Filed Nov 26, 2021
Insider Transaction Report
Form 4
Palikaras Georgios
DirectorCEO and President10% Owner
Transactions
- Exercise/Conversion
Stock Option (Right to Buy)
2021-11-19$0.27/sh−151,709$40,961→ 0 totalExercise: $0.27Exp: 2029-08-09→ Common Stock (151,709 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2021-11-19$0.27/sh−1,476,000$398,520→ 1,476,000 totalExercise: $0.27Exp: 2030-03-23→ Common Stock (1,476,000 underlying) - Sale
Common Stock
2021-11-19$4.20/sh−343,436$1,444,080→ 3,935,265 total - Exercise/Conversion
Common Stock
2021-11-19+1,627,709→ 4,278,701 total - Sale
Common Stock
2021-11-22$4.02/sh−174,851$703,758→ 3,760,414 total
Holdings
- 3,307,775(indirect: Held by Nadine Geddes)
Common Stock
- 22,982,397(indirect: See footnote)
Common Stock
Footnotes (4)
- [F1]Shares sold to satisfy option exercise expenses and the tax withholding requirements upon exercise of the options.
- [F2]The reported securities held by Lamda Guard Technologies Ltd. Georgios Palikaras and Nadine Geddes hold a percentage of Lamda Guard Technologies Ltd. Georgios Palikaras and Nadine Geddes each disclaim beneficial ownership of the shares held by Lamda Guard Technologies Ltd. except to the extent of his or her pecuniary interest therein, if any.
- [F3]100% of the Shares subject to the option vest on March 6, 2020
- [F4]Subject to the reporting person continuing to provide services to the company through each vesting event, 50% of the shares subject to the option will vest annually over two years beginning on March 23, 2021, such that the shares are fully vested on March 23, 2022.