BARTZ CAROL 4
4 · TPCO Holding Corp. · Filed Dec 3, 2021
Insider Transaction Report
Form 4
TPCO Holding Corp.GRAMF
BARTZ CAROL
Director
Transactions
- Exercise/Conversion
Common Shares
2021-12-01+5,056→ 5,056 total - Exercise/Conversion
Restricted Stock Units
2021-12-01−5,056→ 15,170 total→ Common Shares (5,056 underlying)
Holdings
- 737,013(indirect: See Footnote)
Common Shares
Footnotes (3)
- [F1]Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.
- [F2]Consists of 500,000 Common Shares held by the Layne Alice Marr Family Heritage Trust, 199,999 Common Shares held by Sammy/Holly Partners LP 25,000 Common Shares held by the William George Marr Trust 10/15/1990 and 12,014 Common Shares held by the Carol Ann Bartz Trust u/a/d 10/14/87. Ms. Bartz disclaims beneficial ownership over all of the shares held by these entities, except to the extent of her pecuniary interest.
- [F3]On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.