TPCO Holding Corp.·4

Dec 3, 6:19 PM ET

Perez Desiree 4

4 · TPCO Holding Corp. · Filed Dec 3, 2021

Insider Transaction Report

Form 4
Period: 2021-12-01
Transactions
  • Exercise/Conversion

    Common Shares

    2021-12-01+5,0565,056 total
  • Exercise/Conversion

    Restricted Stock Units

    2021-12-015,05615,170 total
    Common Shares (5,056 underlying)
Holdings
  • Common Shares

    (indirect: See Footnote)
    2,376,425
Footnotes (3)
  • [F1]Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.
  • [F2]Represents Common Shares held Roc Nation LLC. Ms. Perez is Chief Executive Officer of Roc Nation LLC and shares voting and dispositive power over these Common Shares with four other persons. Ms. Perez disclaims beneficial ownership over these shares, except to the extent of her pecuniary interest.
  • [F3]On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION