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3//SEC Filing

Redpoint Omega II, LLC 3

Accession 0000899243-21-047387

CIK 0001720671other
View on SEC.govCompany Profile

Filed

Dec 7, 7:00 PM ET

Accepted

Dec 8, 5:53 PM ET

Size

25.7 KB

Accession

0000899243-21-047387

Insider Transaction Report

Form 3
Period: 2021-12-08
HashiCorp, Inc.HCP
Redpoint Omega II, LLC
10% Owner
Holdings

  • Common Stock

    (indirect: See footnote)
    99,276

  • Series D Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (700,150 underlying)

  • Series E Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (660,438 underlying)

  • Series B Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (8,350,470 underlying)

  • Series D Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (21,654 underlying)

  • Common Stock

    (indirect: See footnote)
    3,210,028

  • Series B Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (258,260 underlying)

  • Series C Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (4,363,022 underlying)

  • Series C Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (134,936 underlying)

  • Series E Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (31,120 underlying)
REDPOINT OMEGA III, L.P.
10% Owner
Holdings

  • Series B Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (258,260 underlying)

  • Common Stock

    (indirect: See footnote)
    3,210,028

  • Series C Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (134,936 underlying)

  • Series E Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (660,438 underlying)

  • Series D Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (21,654 underlying)

  • Series E Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (31,120 underlying)

  • Common Stock

    (indirect: See footnote)
    99,276

  • Series B Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (8,350,470 underlying)

  • Series D Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (700,150 underlying)

  • Series C Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (4,363,022 underlying)
Redpoint Omega II, L.P.
10% Owner
Holdings

  • Common Stock

    (indirect: See footnote)
    3,210,028

  • Common Stock

    (indirect: See footnote)
    99,276

  • Series E Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (660,438 underlying)

  • Series B Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (8,350,470 underlying)

  • Series D Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (700,150 underlying)

  • Series D Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (21,654 underlying)

  • Series E Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (31,120 underlying)

  • Series B Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (258,260 underlying)

  • Series C Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (4,363,022 underlying)

  • Series C Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (134,936 underlying)
Redpoint Omega Associates II, LLC
10% Owner
Holdings

  • Series B Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (8,350,470 underlying)

  • Series D Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (21,654 underlying)

  • Series E Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (31,120 underlying)

  • Common Stock

    (indirect: See footnote)
    3,210,028

  • Series D Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (700,150 underlying)

  • Series B Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (258,260 underlying)

  • Series C Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (134,936 underlying)

  • Common Stock

    (indirect: See footnote)
    99,276

  • Series C Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (4,363,022 underlying)

  • Series E Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (660,438 underlying)
REDPOINT OMEGA III, LLC
10% Owner
Holdings

  • Common Stock

    (indirect: See footnote)
    99,276

  • Series C Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (134,936 underlying)

  • Series D Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (21,654 underlying)

  • Series C Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (4,363,022 underlying)

  • Series E Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (660,438 underlying)

  • Series B Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (258,260 underlying)

  • Series E Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (31,120 underlying)

  • Common Stock

    (indirect: See footnote)
    3,210,028

  • Series B Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (8,350,470 underlying)

  • Series D Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (700,150 underlying)
REDPOINT OMEGA ASSOCIATES III, LLC
10% Owner
Holdings

  • Common Stock

    (indirect: See footnote)
    99,276

  • Series B Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (258,260 underlying)

  • Series E Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (660,438 underlying)

  • Series E Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (31,120 underlying)

  • Common Stock

    (indirect: See footnote)
    3,210,028

  • Series B Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (8,350,470 underlying)

  • Series C Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (134,936 underlying)

  • Series D Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (21,654 underlying)

  • Series D Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (700,150 underlying)

  • Series C Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (4,363,022 underlying)
Footnotes (9)
  • [F1]Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class B Common Stock.
  • [F2]The shares are held of record by Redpoint Omega II, L.P. (RO II). Redpoint Omega II, LLC (RO II LLC) is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
  • [F3]The shares are held of record by Redpoint Omega Associates II, LLC (ROA II). ROA II is under common control with RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
  • [F4]Each share of Series B Convertible Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.
  • [F5]Each share of Series C Convertible Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.
  • [F6]Each share of Series D Convertible Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.
  • [F7]Each share of Series E Convertible Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.
  • [F8]The shares are held of record by Redpoint Omega III, L.P. (RO III). Redpoint Omega III, LLC (RO III LLC) is the sole general partner of RO III. As such, RO III LLC has sole voting and investment control over the shares owned by RO III and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
  • [F9]The shares are held of record by Redpoint Omega Associates III, LLC (ROA III). ROA III is under common control with RO III LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Documents

1 file

Issuer

HashiCorp, Inc.

CIK 0001720671

→
Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001532951

Filing Metadata

Form type
3
Filed
Dec 7, 7:00 PM ET
Accepted
Dec 8, 5:53 PM ET
Size
25.7 KB
View on SEC.gov