Lettmann Jason 4
4 · ALX ONCOLOGY HOLDINGS INC · Filed Dec 15, 2021
Insider Transaction Report
Form 4
Lettmann Jason
DirectorCHIEF EXECUTIVE OFFICER
Transactions
- Sale
Common Stock
2021-12-13$25.29/sh−11,945$302,089→ 2,127,969 total(indirect: See footnote) - Sale
Common Stock
2021-12-13$28.37/sh−2,196$62,301→ 2,099,095 total(indirect: See footnote) - Sale
Common Stock
2021-12-13$25.29/sh−1,627$41,147→ 290,131 total(indirect: See footnote) - Sale
Common Stock
2021-12-13$26.48/sh−17,169$454,635→ 2,110,800 total(indirect: See footnote) - Sale
Common Stock
2021-12-13$26.48/sh−2,339$61,937→ 287,792 total(indirect: See footnote) - Sale
Common Stock
2021-12-13$27.49/sh−286,496$7,875,775→ 2,101,291 total(indirect: See footnote) - Sale
Common Stock
2021-12-13$27.49/sh−1,296$35,627→ 286,496 total(indirect: See footnote) - Sale
Common Stock
2021-12-13$28.37/sh−299$8,483→ 286,197 total(indirect: See footnote) - Sale
Common Stock
2021-12-13$29.60/sh−1,329$39,338→ 2,097,766 total(indirect: See footnote) - Sale
Common Stock
2021-12-13$29.60/sh−181$5,358→ 286,016 total(indirect: See footnote) - Sale
Common Stock
2021-12-13$30.23/sh−440$13,301→ 2,097,326 total(indirect: See footnote) - Sale
Common Stock
2021-12-13$30.23/sh−60$1,814→ 285,956 total(indirect: See footnote)
Holdings
- 120,212(indirect: See footnote)
Common Stock
- 2,023,469(indirect: See footnote)
Common Stock
- 107,220
Common Stock
Footnotes (10)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.01 to $26.00 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F10]The shares are held of record by Lightstone Ventures II(A), LP (LV II(A) LP). As a managing director of LSV Associates II, the reporting person shares voting and dispositive power with respect to the shares held of record by LV II(A) LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.
- [F2]The shares are held of record by shares held of record by Lightstone Ventures, LP (LV LP) for which LSV Associates, LLC (LSV Associates) is the General Partner. The reporting person shares voting and dispositive power with respect to the shares held of record by LV LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.
- [F3]The shares are held of record by shares held of record by Lightstone Ventures (A), LP (LV(A) LP) for which LSV Associates is the General Partner. The reporting person shares voting and dispositive power with respect to the shares held of record by LV(A) LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.01 to $26.99 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.95 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.01 to $28.97 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F7]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.95 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F8]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.11 to $30.29 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F9]The shares are held of record by Lightstone Ventures II, LP (LV II LP). As a managing director of LSV Associates II, LLC (LSV Associates II), the General Partner of LV II LP, the reporting person shares voting and dispositive power with respect to the shares held of record by LV II LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.