Goldstein Richard I 4
4 · Radius Global Infrastructure, Inc. · Filed Dec 16, 2021
Insider Transaction Report
Form 4
Goldstein Richard I
Chief Operating Officer
Transactions
- Sale
Class A Common Stock
2021-12-15$15.94/sh−15,000$239,100→ 70,521 total - Exercise/Conversion
Series A LTIP units
2021-12-15−15,000→ 355,455 total→ Class A Common Stock (15,000 underlying) - Exercise/Conversion
Class A Common Stock
2021-12-15+15,000→ 85,521 total - Disposition to Issuer
Class B Common Stock
2021-12-15−15,000→ 880,909 total
Footnotes (7)
- [F1]Reflects shares of Class A Common Stock, par value $0.0001 per share of Radius Global Infrastructure, Inc. (the "Company") (such shares, "Class A Shares"), issued to Mr. Goldstein in connection with the redemption of 15,000 Series A long-term incentive plan units ("Series A LTIP Units") in APW OpCo LLC ("OpCo").
- [F2]Once equitized, Series A LTIP Units may be redeemed for Class A Shares on a one-for-one basis; provided that such Class A Shares will be subject to the same vesting and forfeiture conditions as the exchanged Series A LTIP Units.
- [F3]Includes 70,521 Class A Shares distributed to Mr. Goldstein on February 25, 2021 by an entity in which Mr. Goldstein is a member.
- [F4]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2021.
- [F5]The reported price is a weighted average of sales prices ranging from $15.70 to $16.49 per share, inclusive. Mr. Goldstein undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of sales sold at each separate price within the range.
- [F6]Reflects shares of Class B Common Stock, par value $0.0001 per share, of the Company (such shares, "Class B Shares") that were granted in tandem with a corresponding number of Series A LTIP Units in OpCo that were surrendered to the Company by Mr. Goldstein in connection with the redemption of the 15,000 Series A LTIP Units for 15,000 shares of Class A Shares.
- [F7]Reflects Series A LTIP Units that are subject to time-based vesting conditions and vest in equal installments on the first, second, third, fourth and fifth anniversaries of February 10, 2020.