OA Eagle Group Investors, LLC 4
4 · Eagle Point Credit Co Inc. · Filed Jan 13, 2022
Insider Transaction Report
Form 4
Transactions
- Sale
Common Stock
2022-01-13$14.04/sh−34,000$477,241→ 1,095,041 total - Sale
Common Stock
2022-01-11$14.35/sh−200,000$2,870,600→ 1,229,041 total - Sale
Common Stock
2022-01-12$14.11/sh−100,000$1,411,240→ 1,129,041 total
Footnotes (8)
- [F1]Consists of 102,000 shares of common stock, par value $0.001 per share ("Common Stock") of Eagle Point Credit Company Inc. (the "Issuer") sold by OA Eagle Group Investors, LLC ("OAEG") and 98,000 shares of Common Stock sold by OA Eagle Group Investors II, LLC ("OAEG II").
- [F2]Represents 626,811 shares of Common Stock directly owned by OAEG and 602,230 shares of Common Stock directly owned by OAEG II.
- [F3]Consists of 51,000 shares of Common Stock sold by OAEG and 49,000 shares of Common Stock sold by OAEG II.
- [F4]Represents 575,811 shares of Common Stock directly owned by OAEG and 553,230 shares of Common Stock directly owned by OAEG II.
- [F5]Consists of 17,340 shares of Common Stock sold by OAEG and 16,660 shares of Common Stock sold by OAEG II.
- [F6]Represents 558,471 shares of Common Stock directly owned by OAEG and 536,570 shares of Common Stock directly owned by OAEG II.
- [F7]Ottawa Avenue Private Capital, LLC ("Ottawa") is the manager of OAEG and OAEG II and may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), to be the indirect beneficial owner of some or all of the shares of Common Stock owned by OAEG and OAEG II.
- [F8]Dynasty Financial II, LLC ("Dynasty") is the sole member of OAEG and Dynasty and Ottawa Avenue GP Investment Partners II, LP ("OAGP") are the members of OAEG II. Each of Dynasty and OAGP may be deemed for purposes of Section 16 of the Act, to be the indirect beneficial owner of some or all of the shares of Common Stock owned by OAEG and OAEG II.