MADERA PAUL S 5
5 · ForgeRock, Inc. · Filed Feb 14, 2022
Insider Transaction Report
Form 5
ForgeRock, Inc.FORG
MADERA PAUL S
Director10% Owner
Transactions
- Conversion
Class B Common Stock
2021-11-29−97,663→ 0 total(indirect: See Footnote)Exercise: $0.00→ Class A Common Stock (97,663 underlying) - Conversion
Class A Common Stock
2021-11-29+3,954,737→ 3,954,737 total(indirect: See Footnote) - Conversion
Class B Common Stock
2021-11-29−3,954,737→ 0 total(indirect: See Footnote)Exercise: $0.00→ Class A Common Stock (3,954,737 underlying) - Conversion
Class A Common Stock
2021-11-29+97,663→ 97,663 total(indirect: See Footnote)
Footnotes (4)
- [F1]Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock") of ForgeRock, Inc. (the "Issuer") is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"). Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.
- [F2]Shares are held by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C. ("GP IV"), the general partner of MCP IV, has sole voting and dispositive power with respect to the shares held by MCP IV. Paul Madera ("Madera"), George Bischof ("Bischof"), Craig Sherman ("Sherman") and Rob Ward ("Ward"), the managing members of GP IV, share the voting and dispositive power with respect to the shares held by MCP IV.
- [F3]Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.
- [F4]Shares are held by Meritech Capital Affiliates IV L.P. ("MCA IV"). GP IV, the general partner of MCA IV, has sole voting and dispositive power with respect to the shares held by MCA IV. Madera, Bischof, Sherman and Ward, the managing members of GP IV, share the voting and dispositive power with respect to the shares held by MCA IV.