4//SEC Filing
Steelberg Chad 4
Accession 0000899243-22-006557
CIK 0001615165other
Filed
Feb 14, 7:00 PM ET
Accepted
Feb 15, 9:48 PM ET
Size
31.6 KB
Accession
0000899243-22-006557
Insider Transaction Report
Form 4
Veritone, Inc.VERI
Steelberg Chad
DirectorCEO and Chairman10% Owner
Transactions
- Tax Payment
Common Stock
2022-02-11$17.23/sh−89,168$1,536,365→ 390,390 total - Other
Common Stock Purchase Warrant (right to buy)
2022-02-14−19,590→ 0 total(indirect: By LLC)Exercise: $13.61From: 2017-03-24Exp: 2027-03-24→ Common Stock (19,590 underlying) - Other
Common Stock
2022-02-14−215,921→ 0 total(indirect: By LLC) - Other
Common Stock Purchase Warrant (right to buy)
2022-02-14−19,590→ 0 total(indirect: By LLC)Exercise: $13.61From: 2017-04-17Exp: 2027-04-17→ Common Stock (19,590 underlying) - Other
Common Stock
2022-02-14+59,629→ 59,629 total(indirect: By Trust) - Other
Common Stock Purchase Warrant (right to buy)
2022-02-14+5,389→ 5,389 total(indirect: By Trust)Exercise: $13.61From: 2017-04-17Exp: 2027-04-17→ Common Stock (5,389 underlying) - Other
Common Stock Purchase Warrant (right to buy)
2022-02-14−19,591→ 0 total(indirect: By LLC)Exercise: $13.61From: 2017-05-11Exp: 2027-05-11→ Common Stock (19,591 underlying) - Other
Common Stock Purchase Warrant (right to buy)
2022-02-14−19,591→ 0 total(indirect: By LLC)Exercise: $13.61From: 2017-05-11Exp: 2027-05-11→ Common Stock (19,591 underlying) - Other
Common Stock Purchase Warrant (right to buy)
2022-02-14+5,389→ 5,389 total(indirect: By Trust)Exercise: $13.61From: 2017-03-24Exp: 2027-03-24→ Common Stock (5,389 underlying) - Other
Common Stock Purchase Warrant (right to buy)
2022-02-14+5,386→ 5,386 total(indirect: By Trust)Exercise: $13.61From: 2017-05-11Exp: 2027-05-11→ Common Stock (5,386 underlying) - Other
Common Stock Purchase Warrant (right to buy)
2022-02-14+5,386→ 5,386 total(indirect: By Trust)Exercise: $13.61From: 2017-05-11Exp: 2027-05-11→ Common Stock (5,386 underlying)
Holdings
- 425,603(indirect: Held by son)
Common Stock
- 160,426(indirect: By LLC)
Common Stock
- 425,603(indirect: By Spouse)
Common Stock
- 425,603(indirect: Held by daughter)
Common Stock
Footnotes (7)
- [F1]Represents shares that were withheld for the payment of taxes in connection with the vesting of restricted stock units.
- [F2]Reporting person is the trustee of The C&CS Family Trust dated September 7, 2012 and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person received the shares upon distribution of shares held by Steel Veritone Fund I, LLC (the "Fund"), which reporting person previously reported beneficial ownership of 215,921 shares owned by the Fund. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- [F3]Shares are held by CSVH, LLC, a limited liability company. Reporting person is the sole manager and member of CSVH, LLC.
- [F4]Shares are held by reporting person's son. Reporting person disclaims beneficial ownership of such shares.
- [F5]Shares are held by reporting person's daughter. Reporting person disclaims beneficial ownership of such shares.
- [F6]Shares are held by reporting person's spouse, as custodian for his minor daughter. Reporting person disclaims beneficial ownership of such shares.
- [F7]Reporting person received the warrants upon distribution of warrants held by the Fund, which reporting person previously reported beneficial ownership of all warrants held by the Fund.
Documents
Issuer
Veritone, Inc.
CIK 0001615165
Entity typeother
Related Parties
1- filerCIK 0001704669
Filing Metadata
- Form type
- 4
- Filed
- Feb 14, 7:00 PM ET
- Accepted
- Feb 15, 9:48 PM ET
- Size
- 31.6 KB