4//SEC Filing
NIGGLI MICHAEL R 4
Accession 0000899243-22-009227
CIK 0001819438other
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 8:24 PM ET
Size
11.4 KB
Accession
0000899243-22-009227
Insider Transaction Report
Form 4
NIGGLI MICHAEL R
Director
Transactions
- Purchase
Common Stock
2022-03-01$5.01/sh+20,000$100,168→ 530,235 total
Holdings
- 227,407(indirect: See footnote)
Common Stock
- 85,228(indirect: See footnote)
Common Stock
- 85,228(indirect: See footnote)
Common Stock
- 568,312(indirect: See footnote)
Common Stock
- 85,228(indirect: See footnote)
Common Stock
- 85,228(indirect: See footnote)
Common Stock
Footnotes (11)
- [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.93 to $5.07, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
- [F10]The shares are held of record by the Lorelei A. Niggli 2021 Gift Trust for which the reporting person serves as trustee.
- [F11]The shares are held of record by the Michael R. Niggli Jr. 2021 Gift Trust for which the reporting person serves as trustee.
- [F2]Reflects an increase of 16 shares pursuant to an adjustment of earnout shares reported on a Form 4 filed on November 12, 2021.
- [F3]Reflects an increase of 10 shares pursuant to an adjustment of earnout shares reported on a Form 4 filed on November 12, 2021.
- [F4]The shares are held of record by the Linda Naviaux Niggli Trust for which the reporting person's spouse serves as trustee.
- [F5]Reflects an increase of seven shares pursuant to an adjustment of earnout shares reported on a Form 4 filed on November 12, 2021.
- [F6]The shares are held of record by the Michael R. Niggli Family Trust for which the reporting person serves as trustee.
- [F7]Reflects an increase of three shares pursuant to an adjustment of earnout shares reported on a Form 4 filed on November 12, 2021
- [F8]The shares are held of record by the Chloe D. Niggli Gift Trust for which the reporting person serves as trustee.
- [F9]The shares are held of record by the Ian M. Niggli 2021 Gift Trust for which the reporting person serves as trustee.
Documents
Issuer
ESS Tech, Inc.
CIK 0001819438
Entity typeother
Related Parties
1- filerCIK 0001377160
Filing Metadata
- Form type
- 4
- Filed
- Mar 2, 7:00 PM ET
- Accepted
- Mar 3, 8:24 PM ET
- Size
- 11.4 KB