Stampacchia Otello 4

Accession 0000899243-22-011332

CIK 0001737953other

Filed

Mar 15, 8:00 PM ET

Accepted

Mar 16, 9:54 PM ET

Size

18.7 KB

Accession

0000899243-22-011332

Form 4

Period: 2022-03-14

10% Owner

Transactions

Sale
Common Stock
2022-03-14$15.42/sh−16,500$254,430→ 4,763,380 total(indirect: By Otello Stampacchia)
Sale
Common Stock
2022-03-16$15.31/sh−6,238$95,504→ 4,712,142 total
Sale
Common Stock
2022-03-16$15.55/sh−38,762$602,749→ 4,673,380 total
Exercise/Conversion
Common Stock
2022-03-14$9.78/sh+16,500$161,370→ 4,779,880 total(indirect: By Otello Stampacchia)
Exercise/Conversion
Non-Qualified Stock Options
2022-03-14−16,500→ 16,500 total(indirect: By Otello Stampacchia)
Exercise: $9.78Exp: 2030-04-01→ Common Stock (16,500 underlying)
Sale
Common Stock
2022-03-15$15.64/sh−45,000$703,800→ 4,718,380 total

10% Owner

Transactions

Sale
Common Stock
2022-03-14$15.42/sh−16,500$254,430→ 4,763,380 total(indirect: By Otello Stampacchia)
Sale
Common Stock
2022-03-16$15.55/sh−38,762$602,749→ 4,673,380 total
Sale
Common Stock
2022-03-15$15.64/sh−45,000$703,800→ 4,718,380 total
Exercise/Conversion
Common Stock
2022-03-14$9.78/sh+16,500$161,370→ 4,779,880 total(indirect: By Otello Stampacchia)
Sale
Common Stock
2022-03-16$15.31/sh−6,238$95,504→ 4,712,142 total
Exercise/Conversion
Non-Qualified Stock Options
2022-03-14−16,500→ 16,500 total(indirect: By Otello Stampacchia)
Exercise: $9.78Exp: 2030-04-01→ Common Stock (16,500 underlying)

10% Owner

Transactions

Sale
Common Stock
2022-03-15$15.64/sh−45,000$703,800→ 4,718,380 total
Exercise/Conversion
Common Stock
2022-03-14$9.78/sh+16,500$161,370→ 4,779,880 total(indirect: By Otello Stampacchia)
Sale
Common Stock
2022-03-14$15.42/sh−16,500$254,430→ 4,763,380 total(indirect: By Otello Stampacchia)
Sale
Common Stock
2022-03-16$15.31/sh−6,238$95,504→ 4,712,142 total
Sale
Common Stock
2022-03-16$15.55/sh−38,762$602,749→ 4,673,380 total
Exercise/Conversion
Non-Qualified Stock Options
2022-03-14−16,500→ 16,500 total(indirect: By Otello Stampacchia)
Exercise: $9.78Exp: 2030-04-01→ Common Stock (16,500 underlying)

Director10% Owner

Transactions

Sale
Common Stock
2022-03-16$15.31/sh−6,238$95,504→ 4,712,142 total
Sale
Common Stock
2022-03-14$15.42/sh−16,500$254,430→ 4,763,380 total(indirect: By Otello Stampacchia)
Sale
Common Stock
2022-03-15$15.64/sh−45,000$703,800→ 4,718,380 total
Exercise/Conversion
Non-Qualified Stock Options
2022-03-14−16,500→ 16,500 total(indirect: By Otello Stampacchia)
Exercise: $9.78Exp: 2030-04-01→ Common Stock (16,500 underlying)
Exercise/Conversion
Common Stock
2022-03-14$9.78/sh+16,500$161,370→ 4,779,880 total(indirect: By Otello Stampacchia)
Sale
Common Stock
2022-03-16$15.55/sh−38,762$602,749→ 4,673,380 total

Footnotes (3)

[F1]The reported securities are held directly by Omega Fund IV, L.P. ("Omega IV"). The reported securities may be deemed to be beneficially owned by each of Omega Fund IV GP, L.P. ("Omega IV GP"), as the general partner of Omega IV, and Omega Fund IV GP Manager, Ltd. ("Omega IV GP Manager"), as the general partner of Omega IV GP. Otello Stampacchia and Anne-Mari Paster are all the shareholders and directors of Omega IV GP Manager and have shared voting and investment power over the shares held by Omega IV. Each of Omega IV GP, Omega Fund IV GP Manager and the Omega Directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or their pecuniary interest therein, if any.
[F2]The reported securities are held directly by Otello Stampacchia, a shareholder and director of Omega Fund IV GP Manager.
[F3]Stock options vested 100% on April 1, 2021.

Documents

1 file

Replimune Group, Inc.

CIK 0001737953

Entity typeother