|4Apr 6, 4:30 PM ET

Ally Bridge MedAlpha Master Fund L.P. 4

4 · MedAvail Holdings, Inc. · Filed Apr 6, 2022

Insider Transaction Report

Form 4
Period: 2022-04-04
Transactions
  • Purchase

    Common Stock

    2022-04-04$1.06/sh+11,143,529$11,840,00015,029,480 total(indirect: See footnote)
  • Purchase

    Warrant (Right to Buy)

    2022-04-04$1.06/sh+5,571,764$5,919,9995,571,764 total(indirect: See footnote)
    Exercise: $1.25From: 2022-04-04Exp: 2027-04-04Common Stock (5,571,764 underlying)
  • Purchase

    Warrant (Right to Buy)

    2022-04-04$1.06/sh+1,487,058$1,579,9991,487,058 total(indirect: See footnote)
    Exercise: $1.25From: 2022-04-04Exp: 2027-04-04Common Stock (1,487,058 underlying)
  • Purchase

    Common Stock

    2022-04-04$1.06/sh+2,974,117$3,159,9995,894,897 total(indirect: See footnote)
Footnotes (2)
  • [F1]These securities are held of record by ABG WTT-MedAvail Limited ("ABG WTT"). ABG WTT is wholly owned by Ally Bridge Group-WTT Global Life Science Capital Partners, L.P. Voting and investment decisions with respect to any securities held of record by ABG WTT are made by the investment committee of ABG-WTT Global Life Science Capital Partners GP Limited, which is the general partner of ABG-WTT Global Life Science Capital Partners GP, L.P., which is the general partner of Ally Bridge Group-WTT Global Life Science Capital Partners, L.P. As such, each of the foregoing entities may be deemed to share beneficial ownership of the shares held by ABG-WTT. Each of them disclaims any such beneficial ownership.
  • [F2]These securities are held of record by Ally Bridge MedAlpha Master Fund L.P. ("MedAlpha"). Mr. Fan Yu is the sole shareholder of ABG Management Ltd., which is the sole member of Ally Bridge Group (NY) LLC, which manages MedAlpha's investments. As such, each of the foregoing entities and Mr. Fan Yu may be deemed to share beneficial ownership of the shares held of record by MedAlpha. Each of them disclaims any such beneficial ownership. As a result of an internal reorganization, Ally Bridge MedAlpha Management L.P. and Ally Bridge MedAlpha Management GP, LLC are no longer deemed to share beneficial ownership of the securities reported herein.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION