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SPIZZO ALLEN A 4

Accession 0000899243-22-015306

CIK 0000035214other

Filed

Apr 20, 8:00 PM ET

Accepted

Apr 21, 5:03 PM ET

Size

8.6 KB

Accession

0000899243-22-015306

Insider Transaction Report

Form 4
Period: 2022-04-21
Transactions
  • Disposition to Issuer

    Common Stock

    2022-04-21$22.00/sh5,000$110,0000 total
  • Disposition to Issuer

    Deferred Stock Units

    2022-04-21$22.00/sh38,300$842,6000 total
    Common Stock (38,300 underlying)
Footnotes (3)
  • [F1]On April 21, 2022, PMHC II Inc. ("Prince"), an affiliate of Prince International Corporation acquired Ferro Corporation (the "Issuer") pursuant to a certain Agreement and Plan of Merger, dated as of May 11, 2021 (the "Merger Agreement"), by and among the Issuer, Prince and PMHC Fortune Merger Sub, Inc., a wholly owned subsidiary of Prince ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a direct or indirect, wholly owned subsidiary of Prince. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, par value $1.00 per share, (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $22.00 per share in cash (the "Merger Consideration"), without interest and less any applicable withholding tax.
  • [F2]Each deferred stock unit ("DSU") represents a contingent right to receive one share of the Issuer's Common Stock. Pursuant to the Merger Agreement, each outstanding DSU was cancelled and entitled the holder to receive an amount of cash, without interest, equal to the number of shares of Common Stock subject to such DSU immediately prior to the effective time of the Merger, multiplied by the Merger Consideration.
  • [F3]The DSUs vest immediately upon grant; however, the DSUs were originally scheduled to be converted into shares of Common Stock only upon the holder ceasing to serve as a director of the Issuer.

Issuer

FERRO CORP

CIK 0000035214

Entity typeother

Related Parties

1
  • filerCIK 0001236558

Filing Metadata

Form type
4
Filed
Apr 20, 8:00 PM ET
Accepted
Apr 21, 5:03 PM ET
Size
8.6 KB