LEE KEWSONG 4
4 · Carlyle Group Inc. · Filed May 2, 2022
Insider Transaction Report
Form 4
LEE KEWSONG
DirectorCo-Chief Executive Officer
Transactions
- Award
Common Stock
2022-05-01+9,695→ 2,198,726 total
Holdings
- 1,417,674(indirect: See Footnote)
Common Stock
- 283,563(indirect: See Footnote)
Common Stock
Footnotes (4)
- [F1]These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on November 1, 2022, subject to the reporting person's continued service to The Carlyle Group Inc. or its affiliates on such vesting date.
- [F2]Reflects transfers made between the reporting person and grantor retained annuity trusts. Such transfers were exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.
- [F3]Such shares of common stock are held in a grantor retained annuity trust.
- [F4]Such shares of common stock are held by a trust for the benefit of the reporting person's family of which the reporting person is the Investment Adviser and has sole investment power over the securities.