Oxford Science Enterprises plc 4
4 · PepGen Inc. · Filed May 10, 2022
Insider Transaction Report
Form 4
PepGen Inc.PEPG
Transactions
- Conversion
Common Stock
2022-05-10+1,262,986→ 1,381,846 total - Conversion
Series A-1 Preferred stock
2022-05-10−1,285,720→ 0 total→ Common Stock (1,262,986 underlying) - Conversion
Series A-2 Preferred stock
2022-05-10−962,884→ 0 total→ Common Stock (945,859 underlying) - Conversion
Series B Preferred stock
2022-05-10−1,575,572→ 0 total→ Common Stock (1,547,713 underlying) - Conversion
Common Stock
2022-05-10+945,859→ 2,327,705 total - Conversion
Common Stock
2022-05-10+1,547,713→ 3,875,418 total
Footnotes (1)
- [F1]On May 10, 2022, each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock and Series B Preferred Stock (collectively, the "Preferred Stock") converted into shares of Common Stock of the Issuer on a 1.018-for-1 basis without payment of further consideration upon closing of the initial public offering of the Issuer's Common Stock. The shares of Preferred Stock had no expiration date.