3//SEC Filing
KLM GP LLC 3
Accession 0000899243-22-018881
CIK 0001380106other
Filed
May 18, 8:00 PM ET
Accepted
May 19, 5:32 PM ET
Size
27.3 KB
Accession
0000899243-22-018881
Insider Transaction Report
Form 3
KENNEDY LEWIS MANAGEMENT LP
10% Owner
Holdings
- 2,742,733(indirect: See Footnotes)
Common Stock
- (indirect: See Footnotes)
Warrants
Exercise: $5.75From: 2020-05-14Exp: 2030-05-14→ Class A common stock (239,130 underlying) - 1,922,082(indirect: See Footnotes)
Common Stock
Holdings
- 2,742,733(indirect: See Footnotes)
Common Stock
- 1,922,082(indirect: See Footnotes)
Common Stock
- (indirect: See Footnotes)
Warrants
Exercise: $5.75From: 2020-05-14Exp: 2030-05-14→ Class A common stock (239,130 underlying)
Kennedy Lewis GP II LLC
10% Owner
Holdings
- 1,922,082(indirect: See Footnotes)
Common Stock
- (indirect: See Footnotes)
Warrants
Exercise: $5.75From: 2020-05-14Exp: 2030-05-14→ Class A common stock (239,130 underlying) - 2,742,733(indirect: See Footnotes)
Common Stock
Holdings
- 1,922,082(indirect: See Footnotes)
Common Stock
- 2,742,733(indirect: See Footnotes)
Common Stock
- (indirect: See Footnotes)
Warrants
Exercise: $5.75From: 2020-05-14Exp: 2030-05-14→ Class A common stock (239,130 underlying)
Kennedy Lewis GP III LLC
10% Owner
Holdings
- 1,922,082(indirect: See Footnotes)
Common Stock
- 2,742,733(indirect: See Footnotes)
Common Stock
- (indirect: See Footnotes)
Warrants
Exercise: $5.75From: 2020-05-14Exp: 2030-05-14→ Class A common stock (239,130 underlying)
KLM GP LLC
10% Owner
Holdings
- 1,922,082(indirect: See Footnotes)
Common Stock
- 2,742,733(indirect: See Footnotes)
Common Stock
- (indirect: See Footnotes)
Warrants
Exercise: $5.75From: 2020-05-14Exp: 2030-05-14→ Class A common stock (239,130 underlying)
Holdings
- 1,922,082(indirect: See Footnotes)
Common Stock
- (indirect: See Footnotes)
Warrants
Exercise: $5.75From: 2020-05-14Exp: 2030-05-14→ Class A common stock (239,130 underlying) - 2,742,733(indirect: See Footnotes)
Common Stock
Richman Darren
10% Owner
Holdings
- (indirect: See Footnotes)
Warrants
Exercise: $5.75From: 2020-05-14Exp: 2030-05-14→ Class A common stock (239,130 underlying) - 1,922,082(indirect: See Footnotes)
Common Stock
- 2,742,733(indirect: See Footnotes)
Common Stock
CHENE DAVID
10% Owner
Holdings
- 1,922,082(indirect: See Footnotes)
Common Stock
- 2,742,733(indirect: See Footnotes)
Common Stock
- (indirect: See Footnotes)
Warrants
Exercise: $5.75From: 2020-05-14Exp: 2030-05-14→ Class A common stock (239,130 underlying)
Holdings
- 2,742,733(indirect: See Footnotes)
Common Stock
- 1,922,082(indirect: See Footnotes)
Common Stock
- (indirect: See Footnotes)
Warrants
Exercise: $5.75From: 2020-05-14Exp: 2030-05-14→ Class A common stock (239,130 underlying)
Footnotes (6)
- [F1]These securities of Rapid Micro Biosystems, Inc. (the "Issuer") are held directly by Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund III, as defined below, the "Funds").
- [F2]Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner of Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II.
- [F3](Continued on footnote 2) Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner of Master Fund III. Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund III due to their relationship with Master Fund III.
- [F4](Continued on footnote 3) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds.
- [F5]For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
- [F6]These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund III LP ("Master Fund III").
Issuer
RAPID MICRO BIOSYSTEMS, INC.
CIK 0001380106
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001797767
Filing Metadata
- Form type
- 3
- Filed
- May 18, 8:00 PM ET
- Accepted
- May 19, 5:32 PM ET
- Size
- 27.3 KB