4//SEC Filing
Kennedy Lewis GP LLC 4
Accession 0000899243-22-018966
CIK 0000031235other
Filed
May 18, 8:00 PM ET
Accepted
May 19, 9:20 PM ET
Size
34.0 KB
Accession
0000899243-22-018966
Insider Transaction Report
Form 4
EASTMAN KODAK COKODK
KENNEDY LEWIS MANAGEMENT LP
Director
Transactions
- Exercise/Conversion
Common Stock
2022-05-17+10,000→ 218,446 total(indirect: See Footnotes) - Exercise/Conversion
Common Stock
2022-05-17+10,000→ 1,930,712 total(indirect: See Footnotes) - Exercise/Conversion
Restricted Stock Units
2022-05-17−10,000→ 0 total(indirect: See Footnotes)→ Common Stock (10,000 underlying) - Exercise/Conversion
Restricted Stock Units
2022-05-17−10,000→ 0 total(indirect: See Footnotes)→ Common Stock (10,000 underlying)
Holdings
- 1,578,606(indirect: See Footnote)
Common Stock
Transactions
- Exercise/Conversion
Common Stock
2022-05-17+10,000→ 218,446 total(indirect: See Footnotes) - Exercise/Conversion
Common Stock
2022-05-17+10,000→ 1,930,712 total(indirect: See Footnotes) - Exercise/Conversion
Restricted Stock Units
2022-05-17−10,000→ 0 total(indirect: See Footnotes)→ Common Stock (10,000 underlying) - Exercise/Conversion
Restricted Stock Units
2022-05-17−10,000→ 0 total(indirect: See Footnotes)→ Common Stock (10,000 underlying)
Holdings
- 1,578,606(indirect: See Footnote)
Common Stock
Transactions
- Exercise/Conversion
Restricted Stock Units
2022-05-17−10,000→ 0 total(indirect: See Footnotes)→ Common Stock (10,000 underlying) - Exercise/Conversion
Common Stock
2022-05-17+10,000→ 218,446 total(indirect: See Footnotes) - Exercise/Conversion
Common Stock
2022-05-17+10,000→ 1,930,712 total(indirect: See Footnotes) - Exercise/Conversion
Restricted Stock Units
2022-05-17−10,000→ 0 total(indirect: See Footnotes)→ Common Stock (10,000 underlying)
Holdings
- 1,578,606(indirect: See Footnote)
Common Stock
Transactions
- Exercise/Conversion
Common Stock
2022-05-17+10,000→ 218,446 total(indirect: See Footnotes) - Exercise/Conversion
Restricted Stock Units
2022-05-17−10,000→ 0 total(indirect: See Footnotes)→ Common Stock (10,000 underlying) - Exercise/Conversion
Common Stock
2022-05-17+10,000→ 1,930,712 total(indirect: See Footnotes) - Exercise/Conversion
Restricted Stock Units
2022-05-17−10,000→ 0 total(indirect: See Footnotes)→ Common Stock (10,000 underlying)
Holdings
- 1,578,606(indirect: See Footnote)
Common Stock
Transactions
- Exercise/Conversion
Common Stock
2022-05-17+10,000→ 218,446 total(indirect: See Footnotes) - Exercise/Conversion
Common Stock
2022-05-17+10,000→ 1,930,712 total(indirect: See Footnotes) - Exercise/Conversion
Restricted Stock Units
2022-05-17−10,000→ 0 total(indirect: See Footnotes)→ Common Stock (10,000 underlying) - Exercise/Conversion
Restricted Stock Units
2022-05-17−10,000→ 0 total(indirect: See Footnotes)→ Common Stock (10,000 underlying)
Holdings
- 1,578,606(indirect: See Footnote)
Common Stock
Kennedy Lewis GP III LLC
Director
Transactions
- Exercise/Conversion
Common Stock
2022-05-17+10,000→ 218,446 total(indirect: See Footnotes) - Exercise/Conversion
Common Stock
2022-05-17+10,000→ 1,930,712 total(indirect: See Footnotes) - Exercise/Conversion
Restricted Stock Units
2022-05-17−10,000→ 0 total(indirect: See Footnotes)→ Common Stock (10,000 underlying) - Exercise/Conversion
Restricted Stock Units
2022-05-17−10,000→ 0 total(indirect: See Footnotes)→ Common Stock (10,000 underlying)
Holdings
- 1,578,606(indirect: See Footnote)
Common Stock
Kennedy Lewis GP LLC
Director
Transactions
- Exercise/Conversion
Common Stock
2022-05-17+10,000→ 218,446 total(indirect: See Footnotes) - Exercise/Conversion
Common Stock
2022-05-17+10,000→ 1,930,712 total(indirect: See Footnotes) - Exercise/Conversion
Restricted Stock Units
2022-05-17−10,000→ 0 total(indirect: See Footnotes)→ Common Stock (10,000 underlying) - Exercise/Conversion
Restricted Stock Units
2022-05-17−10,000→ 0 total(indirect: See Footnotes)→ Common Stock (10,000 underlying)
Holdings
- 1,578,606(indirect: See Footnote)
Common Stock
Transactions
- Exercise/Conversion
Common Stock
2022-05-17+10,000→ 218,446 total(indirect: See Footnotes) - Exercise/Conversion
Common Stock
2022-05-17+10,000→ 1,930,712 total(indirect: See Footnotes) - Exercise/Conversion
Restricted Stock Units
2022-05-17−10,000→ 0 total(indirect: See Footnotes)→ Common Stock (10,000 underlying) - Exercise/Conversion
Restricted Stock Units
2022-05-17−10,000→ 0 total(indirect: See Footnotes)→ Common Stock (10,000 underlying)
Holdings
- 1,578,606(indirect: See Footnote)
Common Stock
Kennedy Lewis GP II LLC
Director
Transactions
- Exercise/Conversion
Common Stock
2022-05-17+10,000→ 218,446 total(indirect: See Footnotes) - Exercise/Conversion
Common Stock
2022-05-17+10,000→ 1,930,712 total(indirect: See Footnotes) - Exercise/Conversion
Restricted Stock Units
2022-05-17−10,000→ 0 total(indirect: See Footnotes)→ Common Stock (10,000 underlying) - Exercise/Conversion
Restricted Stock Units
2022-05-17−10,000→ 0 total(indirect: See Footnotes)→ Common Stock (10,000 underlying)
Holdings
- 1,578,606(indirect: See Footnote)
Common Stock
Footnotes (10)
- [F1]On May 17, 2022, the 10,000 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I and Master Fund III, as defined below, the "Funds").
- [F10]These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund III LP ("Master Fund III").
- [F2](Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and Master Fund I and Master Fund II are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in Master Fund I and Master Fund II and their affiliates.
- [F3]The 10,000 RSUs and shares of common stock received upon vesting of such RSUs are reported for each of Master Fund I and Master Fund II as each has an indirect pecuniary interest.
- [F4]Other than as disclosed in Footnotes (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund I.
- [F5]Other than as disclosed in Footnote (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund II.
- [F6]Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I.
- [F7](Continued from Footnote 6) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II.
- [F8](Continued from Footnote 7) Kennedy Lewis GP III LLC ("Fund III GP") is the general partner of Master Fund III. Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund III due to their relationship with Master Fund III. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds.
- [F9]For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
Documents
Issuer
EASTMAN KODAK CO
CIK 0000031235
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001854812
Filing Metadata
- Form type
- 4
- Filed
- May 18, 8:00 PM ET
- Accepted
- May 19, 9:20 PM ET
- Size
- 34.0 KB