3//SEC Filing
Anais Bray Protective Irrevocable Trust 3
Accession 0000899243-22-021400
CIK 0001770141other
Filed
Jun 6, 8:00 PM ET
Accepted
Jun 7, 8:04 PM ET
Size
25.1 KB
Accession
0000899243-22-021400
Insider Transaction Report
Form 3
Holdings
- 1,079,833
Common Stock, $0.0001 par value
- 2,699,582
Common Stock, $0.0001 par value
- 2,699,582
Common Stock, $0.0001 par value
Holdings
- 1,079,833
Common Stock, $0.0001 par value
- 2,699,582
Common Stock, $0.0001 par value
- 2,699,582
Common Stock, $0.0001 par value
Bray Descendants Trust
10% Owner
Holdings
- 1,079,833
Common Stock, $0.0001 par value
- 2,699,582
Common Stock, $0.0001 par value
- 2,699,582
Common Stock, $0.0001 par value
Footnotes (6)
- [F1]This Form 3 is filed jointly by The Bray Descendants Trust, The Anais Bray Protective Irrevocable Trust, and The Samantha Bray Protective Irrevocable Trust (each such filer, a "Reporting Person"; collectively, the "Reporting Persons").
- [F2]As disclosed by the Reporting Persons in a Schedule 13D filed with the Securities and Exchange Commission on June 2, 2022, the Reporting Persons and certain other stockholders of the Issuer (collectively, the "Stockholder Group") formed a "group" for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934 (the "Exchange Act") on May 26, 2022. The Stockholder Group collectively owns a majority of the Issuer's issued and outstanding shares of Common Stock (the "Shares"), and each Reporting Person, as a member of the Stockholder Group, is deemed to be a 10% owner of the Issuer. In connection with becoming 10% owners upon the Stockholder Group's formation, some members of the Stockholder Group filed separate Form 3s from the Reporting Persons.
- [F3]Each Reporting Person expressly disclaims beneficial ownership of the Shares reported in this Form 3 and any other Form 3 filed by members of the Stockholder Group except to the extent of such Reporting Person's pecuniary interest therein. The filing of this Form 3 shall not be deemed an admission that any Reporting Person is the beneficial owner of the Shares reported herein for purposes of Section 16 of the Exchange Act or otherwise. Information provided in this Form 3 with respect to each Reporting Person is given solely by such Reporting Person, and no Reporting Person is responsible for the accuracy or completeness of information supplied by any other Reporting Person.
- [F4]Represents Shares that are held of record directly by The Bray Descendants Trust.
- [F5]Represents Shares that are held of record directly by The Anais Bray Protective Irrevocable Trust.
- [F6]Represents Shares that are held of record directly by The Samantha Bray Protective Irrevocable Trust.
Issuer
UpHealth, Inc.
CIK 0001770141
Entity typeother
IncorporatedUT
Related Parties
1- filerCIK 0001931796
Filing Metadata
- Form type
- 3
- Filed
- Jun 6, 8:00 PM ET
- Accepted
- Jun 7, 8:04 PM ET
- Size
- 25.1 KB