4//SEC Filing
Schuh William 4
Accession 0000899243-22-022436
CIK 0001540755other
Filed
Jun 13, 8:00 PM ET
Accepted
Jun 14, 8:27 PM ET
Size
16.3 KB
Accession
0000899243-22-022436
Insider Transaction Report
Form 4
Anaplan, Inc.PLAN
Schuh William
Chief Revenue Officer
Transactions
- Sale
Common Stock
2022-06-13$62.83/sh−2,257$141,809→ 27,465 total - Exercise/Conversion
Common Stock
2022-06-10+5,432→ 27,672 total - Exercise/Conversion
Common Stock
2022-06-10+2,050→ 29,722 total - Sale
Common Stock
2022-06-13$62.83/sh−1,025$64,402→ 26,440 total - Exercise/Conversion
Restricted Stock Units
2022-06-10−5,432→ 38,030 total→ Common Stock (5,432 underlying) - Exercise/Conversion
Restricted Stock Units
2022-06-10−2,050→ 22,547 total→ Common Stock (2,050 underlying)
Footnotes (6)
- [F1]The Reporting Person received restricted stock units ("RSUs") that represent a contingent right to receive one share of Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs.
- [F2]Includes 550 shares acquired by the Reporting Person pursuant to the Issuer's 2018 Employee Stock Purchase Plan in transactions that were exempt under Rule 16b-3(c).
- [F3]The sales reported represent shares of Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $62.83 to $63.145, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- [F5]The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest over 3 years with 8/36ths of the RSUs vesting on September 10, 2021, and the remainder vesting in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date, shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
- [F6]The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest over 4 years with 25% of the RSUs vesting on March 10, 2022, and the remainder vesting in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date, shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
Documents
Issuer
Anaplan, Inc.
CIK 0001540755
Entity typeother
Related Parties
1- filerCIK 0001878508
Filing Metadata
- Form type
- 4
- Filed
- Jun 13, 8:00 PM ET
- Accepted
- Jun 14, 8:27 PM ET
- Size
- 16.3 KB