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4//SEC Filing

WATKINS IAN J 4

Accession 0000899243-22-023424

CIK 0001567892other

Filed

Jun 20, 8:00 PM ET

Accepted

Jun 21, 6:10 PM ET

Size

25.3 KB

Accession

0000899243-22-023424

Insider Transaction Report

Form 4
Period: 2022-06-16
WATKINS IAN J
Sr. VP & Chief HR Officer
Transactions
  • Disposition to Issuer

    Employee Share Options (Right to Buy)

    2022-06-1615,6300 total
    Exercise: $44.00From: 2016-07-01Exp: 2023-06-30Ordinary Shares (15,630 underlying)
  • Disposition to Issuer

    Employee Share Options (Right to Buy)

    2022-06-1653,4570 total
    Exercise: $22.26From: 2020-04-01Exp: 2029-04-01Ordinary Shares (53,457 underlying)
  • Disposition to Issuer

    Employee Share Options (Right to Buy)

    2022-06-1616,3030 total
    Exercise: $41.73From: 2013-12-03Exp: 2022-12-02Ordinary Shares (16,303 underlying)
  • Disposition to Issuer

    Employee Share Options (Right to Buy)

    2022-06-1611,8470 total
    Exercise: $96.96From: 2016-01-02Exp: 2025-01-02Ordinary Shares (11,847 underlying)
  • Disposition to Issuer

    Employee Share Options (Right to Buy)

    2022-06-1624,7070 total
    Exercise: $51.73From: 2021-01-03Exp: 2027-01-03Ordinary Shares (24,707 underlying)
  • Disposition to Issuer

    Employee Share Options (Right to Buy)

    2022-06-1611,2970 total
    Exercise: $51.35From: 2015-01-02Exp: 2024-01-02Ordinary Shares (11,297 underlying)
  • Disposition to Issuer

    Employee Share Options (Right to Buy)

    2022-06-1618,0030 total
    Exercise: $72.61From: 2017-01-04Exp: 2026-01-04Ordinary Shares (18,003 underlying)
  • Disposition to Issuer

    Employee Share Options (Right to Buy)

    2022-06-1635,2960 total
    Exercise: $51.73From: 2018-01-03Exp: 2027-01-03Ordinary Shares (35,296 underlying)
  • Disposition to Issuer

    Employee Share Options (Right to Buy)

    2022-06-1683,2490 total
    Exercise: $13.80From: 2019-04-02Exp: 2028-04-02Ordinary Shares (83,249 underlying)
Footnotes (3)
  • [F1]On October 12, 2020, Mallinckrodt plc, an Irish public limited company in examination under Part 10 of the Companies Act 2014 of Ireland ("Mallinckrodt"), and certain of its subsidiaries voluntarily initiated proceedings under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the U.S. Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On February 3, 2022, the Bankruptcy Court issued an opinion (which was subsequently revised on February 8, 2022 to make minor corrections) stating its intention to confirm Mallinckrodt's Fourth Amended Joint Plan of Reorganization of Mallinckrodt Plc and Its Debtor Affiliates Under Chapter 11 of the Bankruptcy Code.
  • [F2](Continued from Footnote 1) On March 2, 2022, the Bankruptcy Court entered an order confirming the Fourth Amended Joint Plan of Reorganization (with Technical Modifications) of Mallinckrodt Plc and Its Debtor Affiliates Under Chapter 11 of the Bankruptcy Code (as amended, supplemented or otherwise modified, the "Plan"), and on June 16, 2022 (the "Effective Date"), the Plan became effective and Mallinckrodt emerged from bankruptcy.
  • [F3]On the Effective Date, all of Mallinckrodt's previously outstanding ordinary shares (the "Ordinary Shares"), including options, warrants, rights, restricted stock units or other securities or agreements to acquire such ordinary shares, were cancelled and extinguished pursuant to the Plan.

Issuer

Mallinckrodt plc

CIK 0001567892

Entity typeother

Related Parties

1
  • filerCIK 0001188746

Filing Metadata

Form type
4
Filed
Jun 20, 8:00 PM ET
Accepted
Jun 21, 6:10 PM ET
Size
25.3 KB