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Harrold Kassie 4

Accession 0000899243-22-023441

CIK 0001567892other

Filed

Jun 20, 8:00 PM ET

Accepted

Jun 21, 6:18 PM ET

Size

15.5 KB

Accession

0000899243-22-023441

Insider Transaction Report

Form 4
Period: 2022-06-16
Harrold Kassie
EVP & Chief Compliance Officer
Transactions
  • Disposition to Issuer

    Employee Share Options (Right to Buy)

    2022-06-162,0370 total
    Exercise: $51.73From: 2018-01-03Exp: 2027-01-03Ordinary Shares (2,037 underlying)
  • Disposition to Issuer

    Ordinary Shares

    2022-06-161180 total
  • Disposition to Issuer

    Employee Share Options (Right to Buy)

    2022-06-168680 total
    Exercise: $51.35From: 2015-01-02Exp: 2024-01-02Ordinary Shares (868 underlying)
  • Disposition to Issuer

    Employee Share Options (Right to Buy)

    2022-06-161,3040 total
    Exercise: $74.20From: 2019-08-29Exp: 2026-08-29Ordinary Shares (1,304 underlying)
  • Disposition to Issuer

    Employee Share Options (Right to Buy)

    2022-06-161,1260 total
    Exercise: $72.61From: 2017-01-04Exp: 2026-01-04Ordinary Shares (1,126 underlying)
Footnotes (3)
  • [F1]On October 12, 2020, Mallinckrodt plc, an Irish public limited company in examination under Part 10 of the Companies Act 2014 of Ireland ("Mallinckrodt"), and certain of its subsidiaries voluntarily initiated proceedings under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the U.S. Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On February 3, 2022, the Bankruptcy Court issued an opinion (which was subsequently revised on February 8, 2022 to make minor corrections) stating its intention to confirm Mallinckrodt's Fourth Amended Joint Plan of Reorganization of Mallinckrodt Plc and Its Debtor Affiliates Under Chapter 11 of the Bankruptcy Code.
  • [F2](Continued from Footnote 1) On March 2, 2022, the Bankruptcy Court entered an order confirming the Fourth Amended Joint Plan of Reorganization (with Technical Modifications) of Mallinckrodt Plc and Its Debtor Affiliates Under Chapter 11 of the Bankruptcy Code (as amended, supplemented or otherwise modified, the "Plan"), and on June 16, 2022 (the "Effective Date"), the Plan became effective and Mallinckrodt emerged from bankruptcy.
  • [F3]On the Effective Date, all of Mallinckrodt's previously outstanding ordinary shares (the "Ordinary Shares"), including options, warrants, rights, restricted stock units or other securities or agreements to acquire such ordinary shares, were cancelled and extinguished pursuant to the Plan.

Issuer

Mallinckrodt plc

CIK 0001567892

Entity typeother

Related Parties

1
  • filerCIK 0001849332

Filing Metadata

Form type
4
Filed
Jun 20, 8:00 PM ET
Accepted
Jun 21, 6:18 PM ET
Size
15.5 KB