4//SEC Filing
Postma Robert W 4
Accession 0000899243-22-024005
CIK 0001107421other
Filed
Jun 23, 8:00 PM ET
Accepted
Jun 24, 4:35 PM ET
Size
14.7 KB
Accession
0000899243-22-024005
Insider Transaction Report
Form 4
Postma Robert W
Director
Transactions
- Award
Common Stock
2022-06-22+40,000→ 1,241,870 total - Award
Employee Stock Option (right to buy)
2022-06-22+100,000→ 100,000 totalExercise: $0.82Exp: 2032-06-21→ Common Stock (100,000 underlying)
Holdings
- 4,250,000(indirect: See Footnote)
Common Stock
- 3,574(indirect: By Spouse)
Common Stock
Footnotes (3)
- [F1]Includes 946,970 shares of common stock underlying units of the Issuer (the "Units"). Each Unit is comprised of one share of common stock and one warrant to acquire one share of common stock. The Reporting Person previously purchased 946,970 Units in a private placement transaction with the Issuer.
- [F2]The shares are directly held by WaterMill Asset Management Corp. ("WaterMill"). The Reporting Person serves as the principal of WaterMill.
- [F3]The option vests in twelve equal monthly installments beginning on July 13, 2022.
Issuer
Alaunos Therapeutics, Inc.
CIK 0001107421
Entity typeother
Related Parties
1- filerCIK 0001827847
Filing Metadata
- Form type
- 4
- Filed
- Jun 23, 8:00 PM ET
- Accepted
- Jun 24, 4:35 PM ET
- Size
- 14.7 KB