4//SEC Filing
Schuh William 4
Accession 0000899243-22-024293
CIK 0001540755other
Filed
Jun 26, 8:00 PM ET
Accepted
Jun 27, 9:12 PM ET
Size
20.6 KB
Accession
0000899243-22-024293
Insider Transaction Report
Form 4
Anaplan, Inc.PLAN
Schuh William
Chief Revenue Officer
Transactions
- Disposition to Issuer
Restricted Stock Units
2022-06-22$63.75/sh−139,700$8,905,875→ 0 total→ Common Stock (69,850 underlying) - Award
Common Stock
2022-06-22+10,932→ 37,372 total - Disposition to Issuer
Restricted Stock Units
2022-06-22$63.75/sh−22,547$1,437,371→ 0 total→ Common Stock (22,547 underlying) - Disposition to Issuer
Restricted Stock Units
2022-06-22$63.75/sh−53,847$3,432,746→ 0 total→ Common Stock (53,847 underlying) - Disposition to Issuer
Restricted Stock Units
2022-06-22$63.75/sh−53,031$3,380,726→ 0 total→ Common Stock (0 underlying) - Disposition to Issuer
Restricted Stock Units
2022-06-22$63.75/sh−38,030$2,424,413→ 0 total→ Common Stock (38,030 underlying) - Disposition to Issuer
Common Stock
2022-06-22−37,372→ 0 total
Footnotes (5)
- [F1]Represents 3,644 shares of the Issuer's common stock awarded to the Reporting Person upon the vesting of a portion of an award of performance stock units ("PSUs") in connection with the closing of the transactions contemplated by the Merger Agreement (as defined below) and an additional 7,288 PSUs subject to the award that were converted into a right to receive a cash payment equal to product of $63.75 and that number of PSUs , subject to the Reporting Person's continued service with the Company less all applicable deductions and withholdings required to be withheld in respect of such payment.
- [F2]The shares were disposed of pursuant to the Agreement and Plan of Merger, dated as of March 20, 2022, as amended by that certain Amendment to the Agreement and Plan of Merger, dated as of June 6, 2022 (the "Merger Agreement") by and among the Issuer, Anaplan Holdings, LLC (f/k/a Alpine Parent, LLC), a Delaware limited liability company, and Alpine Merger Sub, Inc., a Delaware corporation, whereby, immediately prior to the effective time of the merger contemplated therein (the "Effective Time"), all issued and outstanding shares of Issuer common stock were converted into the right to receive $63.75 per share in cash and, when so converted, automatically cancelled.
- [F3]The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Common Stock. The RSUs were subject to performance-based and/or service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding RSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested RSUs shall be subject to the Reporting Person's continued service with the Company.
- [F4]The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs, which were subject to service-based conditions with one-eighth of the RSUs vesting on December 10, 2022 and the remainder vesting in 14 equal quarterly installments. Pursuant to the Merger Agreement, each outstanding RSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested RSUs shall be subject to the Reporting Person's continued service with the Company.
- [F5]The Reporting Person was granted PSUs, each of which represents a contingent right to receive one share of Common Stock. The PSUs were subject to service-based and performance-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding PSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested PSUs shall be subject to the Reporting Person's continued service with the Company. 69,850 PSUs subject to award were cancelled for no consideration.
Documents
Issuer
Anaplan, Inc.
CIK 0001540755
Entity typeother
Related Parties
1- filerCIK 0001878508
Filing Metadata
- Form type
- 4
- Filed
- Jun 26, 8:00 PM ET
- Accepted
- Jun 27, 9:12 PM ET
- Size
- 20.6 KB