4//SEC Filing
SHROFF ZUBEEN 4
Accession 0000899243-22-027419
CIK 0001596946other
Filed
Aug 1, 8:00 PM ET
Accepted
Aug 2, 5:36 PM ET
Size
22.7 KB
Accession
0000899243-22-027419
Insider Transaction Report
Form 4
Quotient LtdQTNT
SHROFF ZUBEEN
Director10% Owner
Transactions
- Exercise/Conversion
Ordinary Shares
2022-07-31+13,538→ 131,999 total - Exercise/Conversion
Restricted Stock Units
2022-07-31−10,870→ 10,868 total→ Ordinary Shares (10,870 underlying) - Exercise/Conversion
Restricted Stock Units
2022-07-31−2,668→ 2,668 total→ Ordinary Shares (2,668 underlying)
Holdings
- 11,995,740(indirect: See footnote)
Ordinary Shares
- 8,726
Ordinary Shares Option (Right to buy)
Exercise: $5.73Exp: 2026-10-31→ Ordinary Shares (8,726 underlying) - 24,040
Ordinary Shares Option (Right to buy)
Exercise: $2.53Exp: 2031-10-31→ Ordinary Shares (24,040 underlying) - 7,505
Ordinary Shares Option (Right to buy)
Exercise: $11.62Exp: 2025-10-31→ Ordinary Shares (7,505 underlying) - 5,000
Ordinary Shares Option (Right to buy)
Exercise: $8.00Exp: 2024-04-29→ Ordinary Shares (5,000 underlying) - 5,025
Ordinary Shares Option (Right to buy)
Exercise: $9.95Exp: 2024-10-31→ Ordinary Shares (5,025 underlying) - 9,597
Ordinary Shares Option (Right to buy)
Exercise: $5.21Exp: 2027-10-31→ Ordinary Shares (9,597 underlying) - 6,240
Ordinary Shares Option (Right to buy)
Exercise: $6.41Exp: 2028-10-31→ Ordinary Shares (6,240 underlying) - 8,158
Ordinary Shares Option (Right to buy)
Exercise: $7.78Exp: 2029-10-31→ Ordinary Shares (8,158 underlying) - 13,611
Ordinary Shares Option (Right to buy)
Exercise: $4.55Exp: 2030-10-31→ Ordinary Shares (13,611 underlying)
Footnotes (13)
- [F1]Restricted Stock Units convert into ordinary shares on a one-for-one basis.
- [F10]All 13,611 options have vested and remain exercisable.
- [F11]On October 31, 2021, the Reporting Person was granted 43,478 restricted stock units, of which 32,574 have vested and have converted into ordinary shares. The remaining 10,868 restricted stock units will vest on October 31, 2022.
- [F12]On October 31, 2021, the Reporting Person was granted 10,672 restricted stock units, of which 8,004 have vested and have converted into ordinary shares. The remaining 2,668 restricted stock units will vest on October 31, 2022.
- [F13]The options vest and become exercisable on October 31, 2022.
- [F2]Includes 10,913,091 ordinary shares held of record by Galen V LP, 931,945 ordinary shares held by Galen International V LP, and 150,704 ordinary shares held of record by Galen Management, LLC. Mr. Shroff is a managing director of Galen Management, LLC, and shares voting and dispositive power over the securities held by Galen V LP, Galen International V LP and Galen Management, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.
- [F3]All 7,505 options have vested and remain exercisable.
- [F4]All 5,000 options have vested and remain exercisable.
- [F5]All 5,025 options have vested and remain exercisable.
- [F6]All 8,726 options have vested and remain exercisable.
- [F7]All 9,597 options have vested and remain exercisable.
- [F8]All 6,240 options have vested and remain exercisable.
- [F9]2,719 options vested on October 31, 2021 and remain exercisable, and the remaining 2,720 options will vest on October 31, 2022.
Documents
Issuer
Quotient Ltd
CIK 0001596946
Entity typeother
Related Parties
1- filerCIK 0001056630
Filing Metadata
- Form type
- 4
- Filed
- Aug 1, 8:00 PM ET
- Accepted
- Aug 2, 5:36 PM ET
- Size
- 22.7 KB