4//SEC Filing
Cammarata Michael 4
Accession 0000899243-22-027646
CIK 0001401395other
Filed
Aug 2, 8:00 PM ET
Accepted
Aug 3, 7:48 PM ET
Size
9.7 KB
Accession
0000899243-22-027646
Insider Transaction Report
Form 4
Cammarata Michael
DirectorPresident and CEO
Transactions
- Exercise/Conversion
Restricted Share Units
2022-05-02−3,175→ 0 total→ Common Shares (3,175 underlying) - Exercise/Conversion
Common Shares
2022-08-02+3,175→ 304,165 total - Tax Payment
Common Shares
2022-08-02$1.22/sh−1,249$1,524→ 302,916 total
Footnotes (3)
- [F1]Each RSU represents the contingent right to receive one common share upon vesting of the unit.
- [F2]On June 13, 2022, the Issuer effected a 1-for-35 reverse share split of its common shares (the "Reverse Share Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Share Split.
- [F3]Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
Documents
Issuer
Neptune Wellness Solutions Inc.
CIK 0001401395
Entity typeother
Related Parties
1- filerCIK 0001918825
Filing Metadata
- Form type
- 4
- Filed
- Aug 2, 8:00 PM ET
- Accepted
- Aug 3, 7:48 PM ET
- Size
- 9.7 KB