Fall Jung Jennifer 4
4 · Funko, Inc. · Filed Aug 16, 2022
Insider Transaction Report
Form 4
Funko, Inc.FNKO
Fall Jung Jennifer
Chief Financial Officer
Transactions
- Exercise/Conversion
CLASS A COMMON STOCK
2022-08-13+2,232→ 19,142 total - Exercise/Conversion
Restricted Stock Units
2022-08-13+2,232→ 2,232 total→ Class A Common Stock (2,232 underlying) - Sale
CLASS A COMMON STOCK
2022-08-15$20.64/sh−814$16,802→ 18,328 total
Footnotes (4)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
- [F2]Reflects shares sold to cover taxes upon the vesting of RSUs on August 13, 2022 pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.63 to $20.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F4]The original grant of 8,928 RSUs has vested or will vest in four equal annual installments that began on the first anniversary of August 13, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.