Avaya Holdings Corp.|4Aug 22, 5:10 PM ET

King Theodore Walker Cheng-De 4

4 · Avaya Holdings Corp. · Filed Aug 22, 2022

Insider Transaction Report

Form 4

Period: 2022-08-09

Avaya Holdings Corp.AVYA

King Theodore Walker Cheng-De

10% Owner

Transactions

Purchase
Common Stock
2022-08-09$0.70/sh+165,423$115,746→ 9,426,112 total
Exercise of In-Money
Put Option (obligation to buy)
2022-08-19−10,660→ 0 total
Exercise: $3.00Exp: 2022-08-19→ Common Stock (1,066,000 underlying)
Exercise of In-Money
Common Stock
2022-08-09$2.00/sh+54,800$109,600→ 11,198,650 total
Exercise of In-Money
Common Stock
2022-08-19$2.00/sh+350,300$700,600→ 11,840,750 total
Exercise of In-Money
Common Stock
2022-08-19$2.50/sh+324,600$811,500→ 12,165,350 total
Exercise of In-Money
Common Stock
2022-08-19$3.00/sh+1,066,000$3,198,000→ 13,231,350 total
Exercise of In-Money
Put Option (obligation to buy)
2022-08-09−205→ 1,226,300 total
Exercise: $3.00Exp: 2022-08-19→ Common Stock (20,500 underlying)
Exercise of In-Money
Put Option (obligation to buy)
2022-08-16−56→ 375,300 total
Exercise: $2.00Exp: 2022-08-19→ Common Stock (5,600 underlying)
Exercise of In-Money
Put Option (obligation to buy)
2022-08-16−50→ 370,300 total
Exercise: $2.00Exp: 2022-08-19→ Common Stock (5,000 underlying)
Exercise of In-Money
Put Option (obligation to buy)
2022-08-17−125→ 357,800 total
Exercise: $2.00Exp: 2022-08-19→ Common Stock (12,500 underlying)
Purchase
Common Stock
2022-08-09$0.70/sh+172,133$120,011→ 9,173,590 total
Purchase
Common Stock
2022-08-09$0.70/sh+3,287$2,293→ 9,498,750 total
Purchase
Common Stock
2022-08-09$0.69/sh+487,412$336,461→ 9,998,750 total
Purchase
Common Stock
2022-08-09$0.67/sh+500,000$335,000→ 10,998,750 total
Purchase
Common Stock
2022-08-09$0.70/sh+7,803$5,458→ 9,260,689 total
Exercise of In-Money
Common Stock
2022-08-09$3.00/sh+20,500$61,500→ 11,134,250 total
Purchase
Common Stock
2022-08-09$0.70/sh+2,707$1,894→ 9,001,457 total
Purchase
Common Stock
2022-08-09$0.70/sh+79,296$55,190→ 9,252,886 total
Purchase
Common Stock
2022-08-09$0.70/sh+69,351$48,379→ 9,495,463 total
Purchase
Common Stock
2022-08-09$0.69/sh+12,588$8,686→ 9,511,338 total
Purchase
Common Stock
2022-08-09$0.68/sh+500,000$340,000→ 10,498,750 total
Exercise of In-Money
Put Option (obligation to buy)
2022-08-19−3,246→ 0 total
Exercise: $2.50Exp: 2022-08-19→ Common Stock (324,600 underlying)
Exercise of In-Money
Common Stock
2022-08-10$3.00/sh+1,700$5,100→ 11,200,350 total
Exercise of In-Money
Common Stock
2022-08-11$2.00/sh+37,500$75,000→ 11,283,350 total
Exercise of In-Money
Put Option (obligation to buy)
2022-08-09−96→ 325,100 total
Exercise: $2.50Exp: 2022-08-19→ Common Stock (9,600 underlying)
Exercise of In-Money
Put Option (obligation to buy)
2022-08-09−548→ 481,300 total
Exercise: $2.00Exp: 2022-08-19→ Common Stock (54,800 underlying)
Exercise of In-Money
Put Option (obligation to buy)
2022-08-10−17→ 1,224,600 total
Exercise: $3.00Exp: 2022-08-19→ Common Stock (1,700 underlying)
Exercise of In-Money
Put Option (obligation to buy)
2022-08-10−305→ 450,800 total
Exercise: $2.00Exp: 2022-08-19→ Common Stock (30,500 underlying)
Exercise of In-Money
Put Option (obligation to buy)
2020-08-10−150→ 435,800 total
Exercise: $2.00Exp: 2022-08-19→ Common Stock (15,000 underlying)
Exercise of In-Money
Put Option (obligation to buy)
2022-08-11−375→ 398,300 total
Exercise: $2.00Exp: 2022-08-19→ Common Stock (37,500 underlying)
Exercise of In-Money
Put Option (obligation to buy)
2022-08-17−1,586→ 1,066,000 total
Exercise: $3.00Exp: 2022-08-19→ Common Stock (158,600 underlying)
Exercise of In-Money
Put Option (obligation to buy)
2022-08-18−75→ 350,300 total
Exercise: $2.00Exp: 2022-08-19→ Common Stock (7,500 underlying)
Exercise of In-Money
Put Option (obligation to buy)
2022-08-19−3,503→ 0 total
Exercise: $2.00Exp: 2022-08-19→ Common Stock (350,300 underlying)
Exercise of In-Money
Common Stock
2022-08-09$2.00/sh+115,000$230,000→ 11,113,750 total
Exercise of In-Money
Common Stock
2022-08-09$2.50/sh+9,600$24,000→ 11,143,850 total
Exercise of In-Money
Common Stock
2022-08-10$2.00/sh+30,500$61,000→ 11,230,850 total
Exercise of In-Money
Common Stock
2020-08-10$2.00/sh+15,000$30,000→ 11,245,850 total
Exercise of In-Money
Common Stock
2022-08-11$2.00/sh+17,400$34,800→ 11,300,750 total
Exercise of In-Money
Common Stock
2022-08-15$2.50/sh+500$1,250→ 11,301,250 total
Exercise of In-Money
Common Stock
2022-08-16$2.00/sh+5,600$11,200→ 11,306,850 total
Exercise of In-Money
Common Stock
2022-08-16$2.00/sh+5,000$10,000→ 11,311,850 total
Exercise of In-Money
Common Stock
2022-08-17$3.00/sh+158,600$475,800→ 11,470,450 total
Exercise of In-Money
Common Stock
2022-08-17$2.00/sh+12,500$25,000→ 11,482,950 total
Exercise of In-Money
Common Stock
2022-08-18$2.00/sh+7,500$15,000→ 11,490,450 total
Exercise of In-Money
Put Option (obligation to buy)
2022-08-09−1,150→ 536,100 total
Exercise: $2.00Exp: 2022-08-19→ Common Stock (115,000 underlying)
Exercise of In-Money
Put Option (obligation to buy)
2022-08-11−174→ 380,900 total
Exercise: $2.00Exp: 2022-08-19→ Common Stock (17,400 underlying)
Exercise of In-Money
Put Option (obligation to buy)
2022-08-15−5→ 324,600 total
Exercise: $2.50Exp: 2022-08-19→ Common Stock (500 underlying)

Footnotes (1)

[F1]These are put option contracts written by the Reporting Person which provide that the Reporting Person will be required to purchase shares of Common Stock at the stated strike price if the counterparty exercises such option. Exchange-traded options are immediately exercisable and remain exercisable until expiration.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION