Roth John M. 4
4 · El Pollo Loco Holdings, Inc. · Filed Sep 2, 2022
Insider Transaction Report
Form 4
Roth John M.
Director
Transactions
- Other
Common Stock
2022-08-31+73,052→ 73,052 total(indirect: See Notes) - Other
Common Stock
2022-08-31+5,461,251→ 5,461,251 total(indirect: See Notes)
Holdings
- 27,040
Common Stock
Footnotes (4)
- [F1]Received in a pro rata distribution-in-kind from Trimaran Pollo Partners, L.L.C.
- [F2]Held directly by FS Equity Partners V, L.P. ("Equity Partners V"). The general partner of Equity Partners V is FS Capital Partners V, LLC (the "General Partner").
- [F3]Held directly by FS Affiliates V, L.P. ("Affiliates V"). The general partner of Affiliates V is the General Partner.
- [F4]Mr. Roth is a director of the Issuer, a managing member of the General Partner and chief executive officer of certain entities affiliated with Equity Partners V, Affiliates V and the General Partner. Mr. Roth disclaims beneficial ownership of the securities held by Equity Partners V and Affiliates V, except to the extent of his pecuniary interest therein.