4//SEC Filing
Pritzker Jennifer N. 4
Accession 0000899243-22-031656
CIK 0001425450other
Filed
Sep 21, 8:00 PM ET
Accepted
Sep 22, 7:29 AM ET
Size
12.9 KB
Accession
0000899243-22-031656
Insider Transaction Report
Form 4
Pritzker Jennifer N.
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2022-09-20$0.00/sh+1,525,000$457→ 6,901,764 total(indirect: See footnote) - Exercise of In-Money
Warrants (right to buy)
2022-09-20+1,525,000→ 0 total(indirect: See footnote)Exercise: $0.00→ Common Stock (1,525,000 underlying)
Holdings
- 10,900
Common Stock
- 1,300(indirect: See footnote)
Common Stock
- 1,300(indirect: See footnote)
Common Stock
- 707(indirect: See footnote)
Common Stock
- 500(indirect: See footnote)
Common Stock
Footnotes (6)
- [F1]These securities are held directly by Squadron Capital LLC ("Squadron"), a manager-managed limited liability company. As one of two members of the Managing Committee of Squadron, the reporting person may be deemed to be the beneficial owner of these securities. The reporting person expressly disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein.
- [F2]These shares are held by the Tawani Foundation. As the sole member of the Tawani Foundation, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.
- [F3]These shares are held by the Pritzker Military Foundation. As the sole member of the Pritzker Military Foundation, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.
- [F4]These shares are held by the reporting person's spouse, and the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.
- [F5]These shares are held by the Pritzker Military Museum and Library ("PMML"). As the sole member of PMML, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.
- [F6]Squadron beneficially owns shares of the Issuer's common stock with a market value in excess of the notification threshold of the Hart-Scott-Rodino Antitrust Improvements Act of 1976, as amended (the "HSR Act"). The warrants could not be exercised until the expiration of all applicable HSR Act waiting periods or the exercise otherwise becomes exempt from the notification requirements thereunder. On September 19, 2022, the waiting period under the HSR Act expired. Once the warrants became exercisable, Squadron Capital LLC was obligated to exercise them within five (5) business days.
Documents
Issuer
ORTHOPEDIATRICS CORP
CIK 0001425450
Entity typeother
Related Parties
1- filerCIK 0001850165
Filing Metadata
- Form type
- 4
- Filed
- Sep 21, 8:00 PM ET
- Accepted
- Sep 22, 7:29 AM ET
- Size
- 12.9 KB