Lambert Anne Barber 4

Accession 0000899243-22-033179

CIK 0001431959other

Filed

Oct 5, 8:00 PM ET

Accepted

Oct 6, 9:22 PM ET

Size

23.2 KB

Accession

0000899243-22-033179

Form 4

Period: 2022-10-03

10% Owner

Transactions

Gift
Exchangeable Shares
2022-09-16−500,000→ 19,941,239 total(indirect: By Spouse)
→ Common Stock (500,000 underlying)
Exercise/Conversion
Exchangeable Shares
2022-10-03−1,000,000→ 18,941,239 total(indirect: By Spouse)
→ Common Stock (1,000,000 underlying)
Exercise/Conversion
Common Stock
2022-10-03$0.65/sh+1,000,000$650,000→ 3,450,243 total(indirect: By Spouse)
Gift
Exchangeable Shares
2022-09-12−1,000,000→ 20,214,309 total
→ Common Stock (1,000,000 underlying)
Exercise/Conversion
Common Stock
2022-10-04$0.64/sh+1,500,000$960,000→ 1,500,000 total(indirect: By Foundation)
Gift
Exchangeable Shares
2022-09-12+1,000,000→ 1,000,000 total(indirect: By Foundation)
→ Common Stock (1,000,000 underlying)
Gift
Exchangeable Shares
2022-09-16+500,000→ 1,500,000 total(indirect: By Foundation)
→ Common Stock (500,000 underlying)
Exercise/Conversion
Exchangeable Shares
2022-10-04−1,500,000→ 0 total(indirect: By Foundation)
→ Common Stock (1,500,000 underlying)

10% Owner

Transactions

Exercise/Conversion
Common Stock
2022-10-03$0.65/sh+1,000,000$650,000→ 3,450,243 total(indirect: By Spouse)
Gift
Exchangeable Shares
2022-09-12+1,000,000→ 1,000,000 total(indirect: By Foundation)
→ Common Stock (1,000,000 underlying)
Exercise/Conversion
Exchangeable Shares
2022-10-04−1,500,000→ 0 total(indirect: By Foundation)
→ Common Stock (1,500,000 underlying)
Exercise/Conversion
Common Stock
2022-10-04$0.64/sh+1,500,000$960,000→ 1,500,000 total(indirect: By Foundation)
Gift
Exchangeable Shares
2022-09-12−1,000,000→ 20,214,309 total
→ Common Stock (1,000,000 underlying)
Gift
Exchangeable Shares
2022-09-16+500,000→ 1,500,000 total(indirect: By Foundation)
→ Common Stock (500,000 underlying)
Exercise/Conversion
Exchangeable Shares
2022-10-03−1,000,000→ 18,941,239 total(indirect: By Spouse)
→ Common Stock (1,000,000 underlying)
Gift
Exchangeable Shares
2022-09-16−500,000→ 19,941,239 total(indirect: By Spouse)
→ Common Stock (500,000 underlying)

Footnotes (5)

[F1]On October 3, 2022, the reporting person's spouse exchanged 1,000,000 Exchangeable Shares into 1,000,000 shares of common stock at an exchange price of $0.65, the market price of the common stock on the business day preceding the exchange.
[F2]On October 4, 2022, Rotifer Foundation, Inc., a family foundation which the reporting person and the reporting person's spouse wholly own, exchanged 1,500,000 Exchangeable Shares into 1,500,000 shares of common stock at an exchange price of $0.64, the market price of the common stock on the business day preceding the exchange.
[F3]On September 12, 2022, the reporting person transferred 1,000,000 Exchangeable Shares to a family foundation which the reporting person and the reporting person's spouse wholly own.
[F4]On September 16, 2022, the reporting person's spouse transferred 500,000 Exchangeable Shares to a family foundation which the reporting person and the reporting person's spouse wholly own.
[F5]Each Exchangeable Share, an exchangeable share of Metamaterial Exchangeco Inc., an Ontario corporation, is the economic equivalent of one share of MMAT common stock. Each Exchangeable Share holds a voting interest in Meta Materials Inc. equivalent to a share of common stock of Meta Materials Inc. and will be settled in shares of MMAT common stock upon certain events or at the election of the holder.

Documents

1 file

META MATERIALS INC.

CIK 0001431959

Entity typeother