Home/Filings/4/0000899243-22-033656
4//SEC Filing

Lee Frank D. 4

Accession 0000899243-22-033656

CIK 0001538927other

Filed

Oct 13, 8:00 PM ET

Accepted

Oct 14, 4:07 PM ET

Size

20.6 KB

Accession

0000899243-22-033656

Insider Transaction Report

Form 4
Period: 2022-10-14
Lee Frank D.
DirectorPresident and CEO
Transactions
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2022-10-14748,1000 total
    Exercise: $5.43Common Stock (748,100 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2022-10-14182,5000 total
    Exercise: $9.86Common Stock (182,500 underlying)
  • Disposition from Tender

    Common Stock

    2022-10-14201,4360 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2022-10-1470,1340 total
    Exercise: $5.05Common Stock (70,134 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2022-10-1471,7700 total
    Exercise: $20.00Common Stock (71,770 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2022-10-14175,8750 total
    Exercise: $38.61Common Stock (175,875 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2022-10-14678,3570 total
    Exercise: $5.05Common Stock (678,357 underlying)
Footnotes (3)
  • [F1]This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 31, 2022, by and among Forma Therapeutics Holdings, Inc. (the "Issuer"), Novo Nordisk A/S (the "Parent"), and NNUS New Dev, Inc., a wholly owned indirect subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share") and thereafter merged with and into the Issuer (the "Merger"), effective as of October 14, 2022 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $20.00 in cash (the "Merger Consideration"), subject to withholding of applicable taxes and without interest.
  • [F2]Consists of restricted stock units ("RSUs"), including those RSUs settled into Shares upon vesting. Pursuant to the terms of the Merger Agreement, at the Effective Time, each RSU (whether vested or unvested) that was outstanding immediately prior to the Effective Time, was cancelled and converted into the right to receive, for each Share underlying such RSU, an amount in cash equal to the Merger Consideration, subject to withholding of applicable taxes and without interest.
  • [F3]Pursuant to the terms of the Merger Agreement, at the Effective Time, each option (whether vested or unvested) that was outstanding and unexercised immediately prior to the Effective Time, was cancelled and converted into the right to receive, for each Share underlying such option, an amount in cash equal to the excess, if any, of the Merger Consideration over the exercise price per share of such option. Each option that was outstanding and unexercised immediately prior to the Effective Time which had a per share exercise price greater than or equal to the Merger Consideration was cancelled with no consideration payable.

Issuer

Forma Therapeutics Holdings, Inc.

CIK 0001538927

Entity typeother

Related Parties

1
  • filerCIK 0001814686

Filing Metadata

Form type
4
Filed
Oct 13, 8:00 PM ET
Accepted
Oct 14, 4:07 PM ET
Size
20.6 KB