Home/Filings/4/0000899243-22-034075
4//SEC Filing

Schall Thomas J. 4

Accession 0000899243-22-034075

CIK 0001340652other

Filed

Oct 23, 8:00 PM ET

Accepted

Oct 24, 7:01 PM ET

Size

48.3 KB

Accession

0000899243-22-034075

Insider Transaction Report

Form 4
Period: 2022-10-20
Schall Thomas J.
DirectorPresident and CEO
Transactions
  • Disposition to Issuer

    Stock Option

    2022-10-20222,0880 total
    Exercise: $11.02Common Stock (222,088 underlying)
  • Disposition to Issuer

    Stock Option

    2022-10-20278,3070 total
    Exercise: $10.86Common Stock (278,307 underlying)
  • Disposition to Issuer

    Stock Option

    2022-10-2014,1880 total
    Exercise: $3.57Common Stock (14,188 underlying)
  • Disposition to Issuer

    Stock Option

    2022-10-20188,4080 total
    Exercise: $29.83Common Stock (188,408 underlying)
  • Disposition to Issuer

    Stock Option

    2022-10-207,9120 total
    Exercise: $11.02Common Stock (7,912 underlying)
  • Disposition to Issuer

    Stock Option

    2022-10-2011,6930 total
    Exercise: $10.86Common Stock (11,693 underlying)
  • Disposition to Issuer

    Stock Option

    2022-10-2017,5690 total
    Exercise: $6.62Common Stock (17,569 underlying)
  • Disposition to Issuer

    Stock Option

    2022-10-202,5020 total
    Exercise: $46.59Common Stock (2,502 underlying)
  • Disposition to Issuer

    Stock Option

    2022-10-20262,4310 total
    Exercise: $6.62Common Stock (262,431 underlying)
  • Disposition to Issuer

    Common Stock

    2022-10-202,393,3520 total
  • Disposition to Issuer

    Stock Option

    2022-10-20285,8120 total
    Exercise: $3.57Common Stock (285,812 underlying)
  • Disposition to Issuer

    Stock Option

    2022-10-2013,8250 total
    Exercise: $8.19Common Stock (13,825 underlying)
  • Disposition to Issuer

    Stock Option

    2022-10-20386,7690 total
    Exercise: $7.10Common Stock (386,769 underlying)
  • Disposition to Issuer

    Stock Option

    2022-10-204,1920 total
    Exercise: $29.83Common Stock (4,192 underlying)
  • Disposition to Issuer

    Stock Option

    2022-10-2068,9980 total
    Exercise: $46.59Common Stock (68,998 underlying)
  • Disposition to Issuer

    Stock Option

    2022-10-20406,1750 total
    Exercise: $8.19Common Stock (406,175 underlying)
  • Disposition to Issuer

    Stock Option

    2022-10-208,2310 total
    Exercise: $7.10Common Stock (8,231 underlying)
  • Disposition to Issuer

    Stock Option

    2022-10-207,0020 total
    Exercise: $14.28Common Stock (7,002 underlying)
  • Disposition to Issuer

    Stock Option

    2022-10-2027,9980 total
    Exercise: $14.28Common Stock (27,998 underlying)
  • Disposition to Issuer

    Restricted Stock Unit

    2022-10-20239,9340 total
    Common Stock (239,934 underlying)
Footnotes (4)
  • [F1]Reflects the disposition of securities pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 3, 2022, among Amgen Inc. ("Parent"), Carnation Merger Sub, Inc. ("Merger Sub") and ChemoCentryx, Inc. (the "Company"), pursuant to which, on October 20, 2022, Merger Sub merged with and into the Company, with the Company surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of common stock, par value $0.001 per share, of the Company (collectively, the "Shares," and each such share, a "Share") (other than any such Shares (i) held by the Company as treasury stock or owned by Parent or Merger Sub, (ii) held by any subsidiary of the Company or Parent (other than Merger Sub) or (iii) as to which appraisal rights have been properly exercised,
  • [F2](Continued from Footnote 1) and not withdrawn, in accordance with the Delaware General Corporation Law) was thereupon canceled and converted into the right to receive $52.00 in cash, without interest (the "Merger Consideration"). As a result of the Merger, the Reporting Person no longer beneficially owns, directly or indirectly, any Shares.
  • [F3]Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.
  • [F4]At the Effective Time, each restricted stock unit of the Company held by the Reporting Person that was outstanding immediately prior to the Effective Time and that was (A) granted prior to August 3, 2022 or granted after August 3, 2022 and specified in the disclosure schedules delivered by the Company to Parent in connection with the Merger Agreement and/or (B) granted to a non-employee member of the Board became fully vested and was cancelled and converted into the right to receive an amount in cash, less applicable withholding taxes and without interest, equal to (x) the total number of Shares underlying such restricted stock unit multiplied by (y) $52.00. The restricted stock units did not have an expiration date.

Issuer

ChemoCentryx, Inc.

CIK 0001340652

Entity typeother

Related Parties

1
  • filerCIK 0001423084

Filing Metadata

Form type
4
Filed
Oct 23, 8:00 PM ET
Accepted
Oct 24, 7:01 PM ET
Size
48.3 KB