4/A//SEC Filing
Mabus Raymond E 4/A
Accession 0000899243-22-034357
CIK 0001843351other
Filed
Oct 26, 8:00 PM ET
Accepted
Oct 27, 6:55 PM ET
Size
10.5 KB
Accession
0000899243-22-034357
Insider Transaction Report
Form 4/AAmended
Kadem Management, LLC
10% Owner
Transactions
- Other
Class B Common Stock
2021-05-03−656,250→ 4,375,000 total→ Class A Common Stock (656,250 underlying)
Gassenheimer Charles
DirectorSee Remarks10% Owner
Transactions
- Other
Class B Common Stock
2021-05-03−656,250→ 4,375,000 total→ Class A Common Stock (656,250 underlying)
Mabus Raymond E
Director10% Owner
Transactions
- Other
Class B Common Stock
2021-05-03−656,250→ 4,375,000 total→ Class A Common Stock (656,250 underlying)
Footnotes (4)
- [F1]The shares of Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.
- [F2]The Class B Common Stock owned by Kadem Management, LLC included up to 656,250 shares that were subject to forfeiture in the event the underwriters of the initial public offering of the Issuer's securities did not exercise in full their over-allotment option as described in the Issuer's Registration Statement on Form S-1 (File No. 333-253595). Because the underwriters did not exercise their over-allotment option, Kadem Management, LLC forfeited 656,250 shares of Class B Common Stock on May 3, 2021 for cancellation by the Issuer.
- [F3]Kadem Management, LLC is the record holder of the shares reported herein. Raymond E. Mabus, Jr. and Charles Gassenheimer are the managing members of Kadem Management, LLC.
- [F4]Each of Mr. Mabus and Mr. Gassenheimer may be deemed to have or share beneficial ownership of the common stock held directly by Kadem Management, LLC. Each such person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
Kadem Sustainable Impact Corp
CIK 0001843351
Entity typeother
Related Parties
1- filerCIK 0001317996
Filing Metadata
- Form type
- 4/A
- Filed
- Oct 26, 8:00 PM ET
- Accepted
- Oct 27, 6:55 PM ET
- Size
- 10.5 KB