4//SEC Filing
Dow Employees' Pension Plan Trust 4
Accession 0000899243-22-034702
CIK 0001831868other
Filed
Oct 31, 8:00 PM ET
Accepted
Nov 1, 5:22 PM ET
Size
12.3 KB
Accession
0000899243-22-034702
Insider Transaction Report
Form 4
Dow Employees' Pension Plan Trust
10% Owner
Transactions
- Purchase
Common Stock
2022-10-28+300,000→ 4,449,841 total - Purchase
Warrants (Right to Buy)
2022-10-28+300,000→ 300,000 totalExercise: $11.50Exp: 2027-10-28→ Common Stock (300,000 underlying) - Award
Common Stock
2022-10-28+4,149,841→ 4,149,841 total - Award
Warrants (Right to Buy)
2022-10-28+1,726→ 1,726 totalExercise: $10.00Exp: 2025-06-20→ Common Stock (1,726 underlying)
Footnotes (5)
- [F1]On October 28, 2022, LMF Acquisition Opportunities, Inc., a Delaware corporation ("LMF"), consummated a business combination (the "Business Combination") by and among LMF, LMF Merger Sub, Inc., a Delaware corporation and directly wholly-owned subsidiary of LMF ("Merger Sub") and SeaStar Medical, Inc., a Delaware corporation ("SeaStar Medical"), pursuant to which SeaStar Medical merged with and into Merger Sub, with SeaStar Medical continuing as the surviving entity in the merger as a wholly-owned subsidiary of LMF, and with LMF changing its name to SeaStar Medical Holding Corporation ("SeaStar Medical Holdings"). As part of the Business Combination each share of SeaStar Medical stock was exchanged for 1.20321 shares of common stock of SeaStar Medical Holdings ("Common Stock").
- [F2]In a concurrent private placement in connection with the Business Combination, the Reporting Person acquired 300,000 shares of Common Stock and warrants to purchase 300,000 shares of Common Stock for an aggregate purchase price of $3,000,000.
- [F3]The warrants are fully exercisable.
- [F4]As part of the Business Combination, each SeaStar Medical warrant was exchanged for a warrant to purchase 1.20321 shares of Common Stock.
- [F5]The warrants are fully exercisable
Documents
Issuer
SeaStar Medical Holding Corp
CIK 0001831868
Entity typeother
IncorporatedMI
Related Parties
1- filerCIK 0001951900
Filing Metadata
- Form type
- 4
- Filed
- Oct 31, 8:00 PM ET
- Accepted
- Nov 1, 5:22 PM ET
- Size
- 12.3 KB