Hallsworth Frederick 4

Accession 0000899243-22-034829

CIK 0001596946other

Filed

Nov 1, 8:00 PM ET

Accepted

Nov 2, 8:00 PM ET

Size

25.5 KB

Accession

0000899243-22-034829

Form 4

Period: 2022-10-31

Director

Transactions

Exercise/Conversion
Ordinary Shares
2022-10-31+6,917→ 229,922 total
Award
Ordinary Share Option (Right to Buy)
2022-10-31+40,000→ 40,000 total
Exercise: $0.13Exp: 2032-10-31→ Ordinary Shares (40,000 underlying)
Exercise/Conversion
Restricted Stock Units
2022-10-31−6,917→ 0 total
→ Ordinary Shares (6,917 underlying)
Award
Restricted Stock Units
2022-10-31+70,000→ 70,000 total
→ Ordinary Shares (70,000 underlying)

Holdings

Ordinary Shares Option (Right to buy)
From: 2014-02-13Exp: 2022-08-30→ Ordinary Shares (20,014 underlying)
20,014
Ordinary Shares Option (Right to buy)
Exercise: $6.41Exp: 2028-10-31→ Ordinary Shares (6,240 underlying)
6,240
Ordinary Shares Option (Right to buy)
Exercise: $7.78Exp: 2029-10-31→ Ordinary Shares (8,158 underlying)
8,158
Ordinary Shares Option (Right to buy)
Exercise: $8.00Exp: 2024-04-29→ Ordinary Shares (5,000 underlying)
5,000
Ordinary Shares Option (Right to buy)
Exercise: $5.73Exp: 2026-10-31→ Ordinary Shares (8,726 underlying)
8,726
Ordinary Shares Option (Right to buy)
Exercise: $5.21Exp: 2027-10-31→ Ordinary Shares (9,597 underlying)
9,597
Ordinary Shares Option (Right to buy)
Exercise: $4.55Exp: 2030-10-31→ Ordinary Shares (13,611 underlying)
13,611
Ordinary Shares Option (Right to buy)
Exercise: $2.53Exp: 2031-10-31→ Ordinary Shares (24,040 underlying)
24,040
Ordinary Shares Option (Right to buy)
Exercise: $11.62Exp: 2025-10-31→ Ordinary Shares (7,505 underlying)
7,505
Ordinary Shares
(indirect: By Spouse)
3,150
Ordinary Shares Option (Right to buy)
Exercise: $9.95Exp: 2024-10-31→ Ordinary Shares (5,025 underlying)
5,025

Footnotes (14)

[F1]Restricted Stock Units convert into ordinary shares on a one-for-one basis.
[F10]All 13,611 options have vested and remain exercisable.
[F11]On October 31, 2021, the Reporting Person was granted 27,668 restricted stock units, of which 27,668 have vested and have converted into ordinary shares.
[F12]All 24,040 options have vested and remain exercisable.
[F13]On October 31, 2022, the Reporting Person was granted 70,000 restricted stock units, vesting in four equal installments on January 31, 2023, April 30, 2023, July 31, 2023 and October 31, 2023.
[F14]The options vest and become exercisable on October 31, 2023.
[F2]All 7,505 options have vested and remain exercisable.
[F3]All 5,000 options have vested and remain exercisable.
[F4]The exercise price will be paid in pounds sterling, at GBP0.91 per share.
[F5]All 5,025 options have vested and remain exercisable.
[F6]All 8,726 options have vested and remain exercisable.
[F7]All 9,597 options have vested and remain exercisable.
[F8]All 6,240 options have vested and remain exercisable.
[F9]All 8,158 options have vested and remain exercisable.

Documents

1 file

Quotient Ltd

CIK 0001596946

Entity typeother