Home/Filings/4/0000899243-22-035638
4//SEC Filing

SANDS RICHARD 4

Accession 0000899243-22-035638

CIK 0000016918other

Filed

Nov 13, 7:00 PM ET

Accepted

Nov 14, 7:30 AM ET

Size

18.6 KB

Accession

0000899243-22-035638

Insider Transaction Report

Form 4
Period: 2022-11-10
SANDS RICHARD
DirectorChairman of Board10% Owner
Transactions
  • Disposition to Issuer

    Class B (convertible) Common Stock

    2022-11-1022,746,7860 total(indirect: By LLC)
    Class A Common Stock (22,746,786 underlying)
  • Award

    Class A Common Stock

    2022-11-10+22,746,78628,047,296 total(indirect: By LLC)
  • Award

    Class A Common Stock

    2022-11-10+37,350187,226 total(indirect: By LLC)
  • Award

    Restricted Stock Units

    2022-11-10+326326 total
    From: 2023-07-10Class A Common Stock (326 underlying)
  • Award

    Non-Qualified Stock Option (right to buy)

    2022-11-10+487487 total
    Exercise: $244.03From: 2023-05-10Exp: 2032-11-10Class A Common Stock (487 underlying)
  • Disposition to Issuer

    Class B (convertible) Common Stock

    2022-11-1037,3500 total(indirect: By LLC)
    Class A Common Stock (37,350 underlying)
Holdings
  • Class A Common Stock

    (indirect: By Spouse)
    15,720
Footnotes (6)
  • [F1]Pursuant to a reclassification exempt under Rule 16b-7 that was effected by Constellation Brands, Inc. on November 10, 2022, each share of Class B Common Stock ($0.01 par value) was reclassified and converted into one share of Class A Common Stock ($0.01 par value) and the right to receive a $64.64 cash payment. The conversion of the shares of Class B Common Stock into shares of Class A Common Stock pursuant to the reclassification is also exempt under Rule 16b-3 to the extent of the pecuniary interest in the shares of Richard Sands.
  • [F2]Various Sands family limited partnerships directly own the reported securities. WildStar Partners LLC ("WildStar") holds a .045% co-general partner interest in those family limited partnerships. RRA&Z Holdings LLC ("RRA&Z") is the sole member of WildStar. The reporting person indirectly owns a membership interest in and is co-manager of RRA&Z.
  • [F3]RES Master LLC ("RES Master") directly owns the reported securities. RES Master is a limited liability company that is wholly-owned by the Richard Sands Master Trust. The reporting person is the sole trustee and sole beneficiary of the Richard Sands Master Trust.
  • [F4]The reporting person disclaims beneficial ownership with respect to securities held in this manner, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
  • [F5]Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
  • [F6]All of these restricted stock units vest on the date specified. Vested shares will be delivered to the reporting person as of the vesting date.

Issuer

CONSTELLATION BRANDS, INC.

CIK 0000016918

Entity typeother

Related Parties

1
  • filerCIK 0001245563

Filing Metadata

Form type
4
Filed
Nov 13, 7:00 PM ET
Accepted
Nov 14, 7:30 AM ET
Size
18.6 KB