4//SEC Filing
Postma Robert W 4
Accession 0000899243-22-037275
CIK 0001107421other
Filed
Nov 30, 7:00 PM ET
Accepted
Dec 1, 4:05 PM ET
Size
6.8 KB
Accession
0000899243-22-037275
Insider Transaction Report
Form 4
Postma Robert W
Director
Transactions
- Purchase
Common Stock
2022-11-29$0.65/sh+750,000$487,500→ 5,000,000 total(indirect: By WaterMill Asset Management Corp.)
Holdings
- 3,574(indirect: By Spouse)
Common Stock
- 1,241,870
Common Stock
Footnotes (3)
- [F1]The shares are directly held by WaterMill Asset Management Corp. The Reporting Person serves as the principal of WaterMill Asset Management Corp.
- [F2]The shares were purchased in a registered underwritten offering on November 29, 2022.
- [F3]Includes 946,970 shares of common stock underlying units of the Issuer (the "Units"). Each Unit is comprised of one share of common stock and one warrant to acquire one share of common stock. The Reporting Person previously purchased 946,970 Units in a private placement transaction with the Issuer.
Documents
Issuer
Alaunos Therapeutics, Inc.
CIK 0001107421
Entity typeother
Related Parties
1- filerCIK 0001827847
Filing Metadata
- Form type
- 4
- Filed
- Nov 30, 7:00 PM ET
- Accepted
- Dec 1, 4:05 PM ET
- Size
- 6.8 KB