4//SEC Filing
King Theodore Walker Cheng-De 4
Accession 0000899243-22-038824
CIK 0001418100other
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 4:15 PM ET
Size
12.5 KB
Accession
0000899243-22-038824
Insider Transaction Report
Form 4
King Theodore Walker Cheng-De
10% Owner
Transactions
- Purchase
2.25% Convertible Senior Notes due 2023
2022-12-14$59287.75/sh+500,000$29,643,875,000→ 500,000 totalExercise: $27.76Exp: 2023-06-15→ Common Stock (18,012 underlying)
Holdings
- 13,231,350
Common Stock
- 1,000,000
2.25% Convertible Senior Notes due 2023
Exercise: $27.76Exp: 2023-06-15→ Common Stock (36,023 underlying) - 50,000
Put Option (obligation to buy)
Exercise: $1.50Exp: 2023-03-17→ Common Stock (5,000,000 underlying) - 1,000,000
2.25% Convertible Senior Notes due 2023
Exercise: $27.76Exp: 2023-06-15→ Common Stock (36,023 underlying) - 618,000
2.25% Convertible Senior Notes due 2023
Exercise: $27.76Exp: 2023-06-15→ Common Stock (22,262 underlying)
Footnotes (3)
- [F1]Holders may convert the Convertible Senior Notes at the holders' option on or after March 15, 2023. In addition, holders may convert the Convertible Senior Notes, at the holders' option, prior to March 15, 2023 only under the following circumstances: (a) during any calendar quarter, if the last reported sale price of the Issuer's common stock for at least 20 trading days (whether or not consecutive) during a period of 30 consecutive trading days ending on, and including, the last trading day of the immediately preceding calendar quarter is greater than or equal to 130% of the conversion price on each applicable trading day; (b) during the five business day period after any five consecutive trading day period (the "Measurement Period")
- [F2](Continued from Footnote 1), in which the trading price per $1,000 principal amount of the Convertible Senior Notes for each trading day of the Measurement Period was less than 98% of the product of the last reported sales price of the Issuer's common stock and the conversion rate on each such trading day; or (c) upon the occurrence of certain specified corporate events.
- [F3]These are put option contracts written by the Reporting Person which provide that the Reporting Person will be required to purchase shares of Common Stock at the stated strike price if the counterparty exercises such option. Exchange-traded options are immediately exercisable and remain exercisable until expiration.
Documents
Issuer
Avaya Holdings Corp.
CIK 0001418100
Entity typeother
Related Parties
1- filerCIK 0001773585
Filing Metadata
- Form type
- 4
- Filed
- Dec 15, 7:00 PM ET
- Accepted
- Dec 16, 4:15 PM ET
- Size
- 12.5 KB