Santiago Todd M 4
4 · Vivint Smart Home, Inc. · Filed Jan 19, 2023
Insider Transaction Report
Form 4
Santiago Todd M
EVP, GM of Retail
Transactions
- Exercise/Conversion
Restricted Stock Units
2023-01-17−99,085→ 99,085 total→ Class A Common Stock (99,085 underlying) - Exercise/Conversion
Class A Common Stock
2023-01-17+99,085→ 835,466 total - Tax Payment
Class A Common Stock
2023-01-17$11.95/sh−31,810$380,130→ 803,656 total
Holdings
- 213,985(indirect: See Footnote)
Class A Common Stock
Footnotes (4)
- [F1]Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer ("Class A Common Stock"). The restricted stock units will be settled in either Class A Common Stock or cash.
- [F2]Reflects shares of Class A Common Stock withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.
- [F3]On March 24, 2020, the Reporting Person was granted 396,341 restricted stock units that vest in four equal annual installments beginning on January 17, 2021.
- [F4]Reflects securities held by a trust for the benefit of the Reporting Person's family of which the Reporting Person is a trustee.