Hume Mark 4
4 · BlackRock Energy & Resources Trust · Filed Feb 2, 2023
Insider Transaction Report
Form 4
Hume Mark
Other
Transactions
- Disposition to Issuer
Common Stock
2023-01-31$13.21/sh−1,103.146$14,573→ 0 total - Exercise/Conversion
Phantom Shares
2023-01-31−444.47→ 888.94 total→ Common Stock (444.47 underlying) - Exercise/Conversion
Phantom Shares
2023-01-31−233.395→ 0 total→ Common Stock (233.395 underlying) - Award
Phantom Shares
2023-01-31$13.21/sh+961.629$12,703→ 961.629 total→ Common Stock (961.629 underlying) - Exercise/Conversion
Phantom Shares
2023-01-31−425.28→ 425.28 total→ Common Stock (425.28 underlying) - Exercise/Conversion
Common Stock
2023-01-31+1,103.146→ 1,103.146 total
Footnotes (5)
- [F1]A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.
- [F2]As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
- [F3]As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
- [F4]As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
- [F5]These phantom shares vest in equal installments on each of the first three anniversaries of the award.