Broadbent William Stuart 4
4 · BlackRock Innovation & Growth Trust · Filed Feb 2, 2023
Insider Transaction Report
Form 4
Transactions
- Exercise/Conversion
Phantom Shares
2023-01-31−5,706.562→ 11,413.125 total→ Common Stock (5,706.562 underlying) - Disposition to Issuer
Common Stock
2023-01-31$9.58/sh−5,706.562$54,669→ 14,890 total - Exercise/Conversion
Common Stock
2023-01-31+5,706.562→ 20,596.562 total - Award
Phantom Shares
2023-01-31$9.58/sh+6,384.395$61,163→ 6,384.395 total→ Common Stock (6,384.395 underlying)
Footnotes (3)
- [F1]A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.
- [F2]As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
- [F3]These phantom shares vest in equal installments on each of the first three anniversaries of the award.