4//SEC Filing
Santiago Todd M 4
Accession 0000899243-23-007058
CIK 0001713952other
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 7:00 PM ET
Size
22.4 KB
Accession
0000899243-23-007058
Insider Transaction Report
Form 4
Santiago Todd M
EVP, GM of Retail
Transactions
- Award
Restricted Stock Units
2023-03-01+147,321→ 147,321 total→ Class A Common Stock (147,321 underlying) - Exercise/Conversion
Restricted Stock Units
2023-03-01−27,253→ 54,506 total→ Class A Common Stock (27,253 underlying) - Exercise/Conversion
Restricted Stock Units
2023-03-01−49,108→ 147,321 total→ Class A Common Stock (49,108 underlying) - Award
Class A Common Stock
2023-03-01+49,107→ 880,016 total - Exercise/Conversion
Class A Common Stock
2023-03-01+27,253→ 830,909 total - Exercise/Conversion
Class A Common Stock
2023-03-01+27,253→ 907,269 total - Exercise/Conversion
Class A Common Stock
2023-03-01+49,108→ 956,377 total - Tax Payment
Class A Common Stock
2023-03-01$11.91/sh−67,504$803,973→ 888,873 total - Exercise/Conversion
Restricted Stock Units
2023-03-01−27,253→ 54,506 total→ Class A Common Stock (27,253 underlying)
Holdings
- 213,985(indirect: See Footnote)
Class A Common Stock
Footnotes (7)
- [F1]Reflects performance-based restricted stock units previously granted to the Reporting Person, the performance of which was certified on March 1, 2022. Of the performance-based restricted stock units deemed acquired on March 1, 2022, 25% vested immediately and the remaining 75% vest in three equal annual installments beginning on March 1, 2023.
- [F2]Reflects performance-based restricted stock units previously granted to the Reporting Person, which were certified at target-level performance on March 1, 2023. Of these units, 25% vested immediately and the remaining 75% vest in three equal annual installments beginning on March 1, 2024. Therefore, upon certification of the award, the Reporting Person received 49,107 shares of Class A Common Stock and will receive 147,321 shares (or the cash-equivalent thereof) in three equal annual installments beginning on March 1, 2024.
- [F3]Reflects shares of Class A Common Stock withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units and performance-based restricted stock units.
- [F4]Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash.
- [F5]Reflects securities held by a trust for the benefit of the Reporting Person's family of which the Reporting Person is a trustee.
- [F6]On March 26, 2021, the Reporting Person was granted 109,012 restricted stock units that vest in four equal annual installments beginning on March 1, 2022.
- [F7]On March 23, 2022, the Reporting Person was granted 196,429 restricted stock units that vest in four equal annual installments beginning on March 1, 2023.
Documents
Issuer
Vivint Smart Home, Inc.
CIK 0001713952
Entity typeother
Related Parties
1- filerCIK 0001798303
Filing Metadata
- Form type
- 4
- Filed
- Mar 2, 7:00 PM ET
- Accepted
- Mar 3, 7:00 PM ET
- Size
- 22.4 KB